Regulatory Compliance Officer

About the PositionWe are seeking a highly motivated Regulatory Compliance Officer to join our team in Dorking, Surrey. The estimated salary for this role is £50,000 + Benefits.In this position, you will play a critical role in ensuring that our activities meet FCA and PRA compliance standards. You will be responsible for managing the Compliance Mailbox,...

Compliance Officer - Artemis Recruitment Consultants LtdWe are seeking a seasoned Compliance Officer to join our team at Artemis Recruitment Consultants Ltd. As a key member of our organization, you will play a crucial role in ensuring our company adheres to FCA guidance and internal policies.Salary: £35k - £50kAbout the RoleThe successful candidate will...

Our client is a leading provider of compliance solutions, and they are seeking a Regulatory Compliance Specialist to join their team. Based in Dorking, Surrey, this role offers a competitive salary of £50,000 - £65,000 per annum, depending on experience.About the RoleThis collaborative team member will contribute expertise, integrity, and a...

Job Title: Compliance Officer RoleLocation: Dorking, UKSalary: £35,000 - £50,000 per annumThe role of a Compliance Officer is crucial in maintaining the integrity and reputation of our client. We are seeking an experienced professional with expertise in effective risk management and regulatory knowledge to work directly with the owners and existing...

Job Title: Compliance Officer: Risk Governance SpecialistLutine Bell seeks an experienced Compliance Officer to join its team as a Risk Governance Specialist. This role is responsible for ensuring that the company adheres to regulatory requirements and maintains a culture focused on conduct risk and positive customer outcomes.About the Role:This position...

Job Title: Compliance and Ethics Manager: Regulatory Affairs ProfessionalLutine Bell seeks an experienced Compliance and Ethics Manager to join its team as a Regulatory Affairs Professional. This role is responsible for ensuring that the company maintains a culture focused on conduct risk and positive customer outcomes, while adhering to regulatory...

Job Title: Regulatory Compliance Lead: Conduct Risk ExpertLutine Bell is seeking an experienced Regulatory Compliance Lead to join its team as a Conduct Risk Expert. This role is responsible for promoting a culture focused on conduct risk and positive customer outcomes, while ensuring that the company adheres to regulatory requirements.About the...

Job Title: Compliance Officer - Financial RegulationDipFA Compliance Expert RequiredArtemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.About the Role:Develop and...

Job Title: Regulatory AdvisorWe are looking for a talented Regulatory Advisor to join our Lutine Bell team. In this role, you will play a crucial part in ensuring our organization's compliance with regulatory requirements, focusing on Conduct Risk and positive Customer Outcomes.Your responsibilities will include reviewing and approving marketing materials,...

Assist business teams follow compliance rules when creating or updating products and services.Assist with key projects that support the company’s growth plans.Review and approve marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.Provide practical advice to managers and project teams on handling...

This is an excellent opportunity for a highly skilled Regulatory Governance Specialist to join our team as a Compliance Advisor. The ideal candidate will have a solid understanding of regulatory compliance and experience working in a regulated sales environment. As a Compliance Advisor, you will play a key role in ensuring that our company meets the highest...

**Regulatory Compliance Role**Cedar Recruitment Careers is hiring a Compliance Advisor for a reputable Insurance company based in Dorking, Surrey.This is a permanent, full-time position with an estimated salary of £50,000 + Benefits.The successful candidate will have experience in compliance audit or a regulated sales environment and a strong understanding...

Job Title: Compliance ProfessionalLutine Bell seeks a talented Compliance Professional to join our team. As a key member of our organization, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.The estimated salary for this position is £55,000 - £65,000 per annum, depending on...

About the Role">Manage the Compliance Mailbox and respond promptly to regulatory queries.Partner with cross-functional teams to guarantee compliance with regulatory requirements.Maintain Information Security standards by identifying and mitigating potential risks.The successful candidate will be a qualified Compliance Advisor with a proven track record in...

Job Title: Compliance ExpertThe Lutine Bell team is seeking a highly skilled Compliance Expert to join our organization. This role will be responsible for assisting business teams in adhering to compliance rules when creating or updating products and services.As a key member of the team, you will assist with critical projects that support our growth plans,...

Artemis Recruitment Consultants Ltd is seeking an experienced Compliance Officer for our client in Dorking, Surrey.IFA Compliance Officer (DipFA) - DorkingWe are looking for a skilled professional to join our team and work directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies. The ideal...

Are you a Compliance and Advice Expert looking for a new challenge?About the RoleWe are seeking a highly experienced professional to join our team at Artemis Recruitment Consultants Ltd in Dorking.The successful candidate will be responsible for ensuring all financial advice provided is compliant with regulatory requirements.Key ResponsibilitiesEnsuring all...

Practice Plus Group is seeking a dedicated Tax and Compliance Administrator to provide essential support in managing key administrative tasks related to tax and compliance.About the JobThis permanent position involves working in a hybrid capacity, with a focus on ensuring the business meets regulatory requirements.The successful candidate will work closely...

Job Title: Compliance and Business Development ManagerWe are seeking a highly experienced Compliance and Business Development Manager to join our team at Artemis Recruitment Consultants Ltd.As a Compliance and Business Development Manager, you will be responsible for ensuring compliance with FCA regulations, developing business management goals and...

We are seeking a highly motivated Financial Services Compliance Specialist to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.Duties and Responsibilities:Develop and implement control systems to maintain regulatory complianceConduct regular...