Financial Risk Manager

2 weeks ago


Dorking, Surrey, United Kingdom CV Library Full time

About the Company

CV Library is a cutting-edge job board that connects top talent with exciting job opportunities. We pride ourselves on being at the forefront of innovation, using AI-powered matching technology to connect candidates with the perfect job.

Job Summary:

We're seeking an experienced Financial Risk Manager to join our team, someone who shares our passion for excellence and has a strong understanding of regulatory compliance.

Key Responsibilities:

  • Regulatory Compliance: Manage the Compliance Mailbox and respond promptly to regulatory queries, partnering with cross-functional teams to ensure activities meet FCA and PRA compliance standards.
  • Information Security: Maintain high Information Security standards by identifying and mitigating potential risks.

This role requires a deep understanding of the UK financial regulatory landscape and experience working in a regulated sales environment. Estimated salary: £50,000 - £65,000 per annum, depending on experience.



  • Dorking, Surrey, United Kingdom OPS Operational Risk Full time

    We are seeking an experienced Operational Risk Business Partner to join our OPS Operational Risk team in the London & South East Region.Key ResponsibilitiesAs an Operational Risk Business Partner, you will be responsible for providing expert advice on Health and Safety and Risk Management to a portfolio of properties in your Region. This may involve dealing...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Risk Management SpecialistWe are seeking an experienced Risk Management Specialist to lead our risk management initiatives and ensure the company's continued growth and success. As a Risk Management Specialist, you will work closely with various teams to identify, assess, and mitigate risks that could impact our business operations.The estimated...

  • Conduct Risk Lead

    5 days ago


    Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Conduct Risk LeadWe are looking for a highly skilled Conduct Risk Lead to oversee our conduct risk management initiatives and ensure the company's compliance with regulatory requirements. As a Conduct Risk Lead, you will work closely with various teams to identify, assess, and mitigate conduct risks that could impact our business operations.The...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Conduct Risk ManagerLutine Bell is seeking an experienced Conduct Risk Manager to join our team. In this role, you will be responsible for promoting a culture focused on Conduct Risk and positive Customer Outcomes within our organization.You will assist business teams in adhering to compliance rules, participate in key projects supporting our...


  • Dorking, Surrey, United Kingdom Unum Group Full time

    Role OverviewAs a key member of the Unum Group, we're seeking a Senior IT Auditor to help drive business success and mitigate risk. This challenging role involves managing end-to-end audit activities across various business areas, with a focus on risk-based IT auditing.Key Responsibilities:Support the team in planning, organising, and researching best...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Regulatory Compliance Lead: Conduct Risk ExpertLutine Bell is seeking an experienced Regulatory Compliance Lead to join its team as a Conduct Risk Expert. This role is responsible for promoting a culture focused on conduct risk and positive customer outcomes, while ensuring that the company adheres to regulatory requirements.About the...


  • Dorking, Surrey, United Kingdom Unum Full time

    Key ResponsibilitiesAs a Senior Internal Auditor at Unum, you will be responsible for:Supporting your team in planning, organizing, researching best practices, and completing the steps of the internal audit lifecycle to assess whether risks are being managed.Designing and completing testing to evaluate the strength and effectiveness of processes/controls...


  • Dorking, Surrey, United Kingdom CV Library Full time

    We are seeking an experienced Financial Conduct Advisor to join our team in Dorking, Surrey. This is an excellent opportunity to work for a leading provider of compliance solutions and contribute to the success of our business.About the RoleIn this role, you will be responsible for managing the Compliance Mailbox, responding to regulatory queries, and...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Artemis Recruitment Consultants Ltd is seeking a talented Financial Services Manager to join our team. As a key player in our financial services department, you will be responsible for providing financial planning solutions to clients and prospective clients.About the Role:This role involves meeting with clients and prospective clients to discuss their...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Job Summary: We are looking for a highly skilled Compliance Officer to join our team in Dorking, UK. The ideal candidate will have a strong background in financial services compliance, excellent communication skills, and the ability to work independently.Key Responsibilities:Develop and implement effective control systems to ensure compliance with FCA...


  • Dorking, Surrey, United Kingdom Austin Fraser Full time

    Job Summary:We are seeking a highly motivated Credit Controller to join our accounting department. This role will involve coordinating debts, reviewing credit hold reports and communicating with customers and sales teams.Collections, accounts reconciliations, and direct debit management.Review of customer account applications and assignment of credit limits...


  • Dorking, Surrey, United Kingdom Fawkes & Reece South Full time

    Fawkes & Reece South is a leading commercial property developer in the Surrey area. We are currently seeking a highly skilled Construction Manager to join our team and oversee the financial aspects of our projects.Job Description:This is a unique opportunity to work with a dynamic company that prioritises budget control and timely project delivery. As a...


  • Dorking, Surrey, United Kingdom Sf Recruitment (Birmingham) Full time

    Are you a highly organized individual with excellent communication skills, seeking a new challenge in financial management? SF Recruitment (Birmingham) is working with an established business to find a Credit Controller on a hybrid basis.We are looking for someone who can take ownership of the ledger, manage customer relationships, and achieve cash...


  • Dorking, Surrey, United Kingdom CV Library Full time

    About the RoleWe are seeking an experienced Quantity Surveyor to join our commercial team in Surrey. The successful candidate will be responsible for producing and analysing project financial reports, ensuring accurate tracking of costs.Financial Reporting: Produce and analyse project financial reports, ensuring accurate tracking of costs.Contract...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Company OverviewArtemis Recruitment Consultants Ltd is a leading recruitment agency specializing in financial services placements. We pride ourselves on delivering exceptional service and building long-term relationships with our clients and candidates.Job DescriptionWe are seeking a skilled Financial Services Paraplanner Manager to join our team. The...

  • Compliance Officer

    1 month ago


    Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Job Title: Compliance Officer - Financial RegulationDipFA Compliance Expert RequiredArtemis Recruitment Consultants Ltd is seeking a DipFA qualified Compliance Officer to join our client's team in Dorking, Surrey. As a key member of the team, you will be responsible for ensuring compliance with FCA guidelines and internal policies.About the Role:Develop and...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Artemis Recruitment Consultants Ltd is seeking an experienced Compliance Officer for our client in Dorking, Surrey.IFA Compliance Officer (DipFA) - DorkingWe are looking for a skilled professional to join our team and work directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies. The ideal...


  • Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

    Role ResponsibilitiesThe successful candidate will provide leadership across the Adviser team, developing a people-centric culture that ensures good outcomes for clients and Advisers. As a thought leader, they will be accountable for the advisory division's vision, strategy, performance, and delivery of results, taking a lead role in coordinating and...


  • Dorking, Surrey, United Kingdom Lutine Bell Full time

    Job Title: Compliance Officer: Risk Governance SpecialistLutine Bell seeks an experienced Compliance Officer to join its team as a Risk Governance Specialist. This role is responsible for ensuring that the company adheres to regulatory requirements and maintains a culture focused on conduct risk and positive customer outcomes.About the Role:This position...


  • Dorking, Surrey, United Kingdom Fawkes and Reece Full time

    The successful Quantity Surveyor will play a crucial role in driving the success of Fawkes and Reece's commercial projects in Surrey. Key responsibilities include:Project Financial Management: Produce detailed financial reports, tracking costs and expenditure to ensure projects stay within budget.Contract Administration: Effectively manage contracts,...