Head of Compliance Oversight
5 days ago
Hays Specialist Recruitment Limited is seeking a seasoned professional to fill the position of Head of Compliance Monitoring. As a leading recruitment agency, we pride ourselves on our commitment to excellence and integrity. We are looking for a dynamic and experienced individual to join our team and ensure that our operations remain consistently compliant with all relevant laws and regulations.
Key Responsibilities- Lead and manage a team of compliance professionals to ensure effective oversight of all compliance activities.
- Develop and implement comprehensive compliance monitoring programs to identify potential risks and areas for improvement.
- Conduct regular audits and assessments to ensure compliance with internal policies and external regulations.
- Collaborate with various departments to ensure seamless compliance with regulatory requirements.
- Provide expert advice and guidance on compliance matters to senior management and staff.
- Prepare and present detailed reports on compliance activities and findings to the Board of Directors.
- Stay up-to-date with regulatory changes and industry best practices to ensure our compliance framework remains robust and effective.
- Experience of working in policy advisory/monitoring/remediation/assurance across different aspects of financial services/financial markets.
- Strong knowledge of regulatory requirements specifically relating to health, benefits, and life products, within both ICOBs and COBs.
- Good knowledge of regulatory requirements in relation to investment, pension, and mortgage products.
- Strong experience of developing monitoring frameworks.
- Leading a compliance team.
- Strong knowledge of regulatory requirements and compliance best practices.
- Salary up to £100,000.
- 25 days holiday (plus bank holidays), pro-rated for part-year service.
- Contributory pension scheme - 4% employer contribution and 5% employee contribution.
- Income protection.
- Access to a Healthcare Cashplan.
- Discounts on gym membership across the UK.
- Salary sacrifice schemes - Travel Insurance, Cycle to Work, car leasing, technology purchase.
- Access to discounted personal health policies - Critical illness, private medical, dental plans.
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Head of Compliance Oversight
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Head of Compliance Oversight
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Gloucester, Gloucestershire, United Kingdom Howden Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our Risk, Legal & Compliance teams as a Head of Compliance Oversight. This is a fantastic opportunity for someone who has a strong background in compliance oversight and is passionate about maintaining high standards of regulatory compliance.About UsHowden is a collective of...
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