Head of Compliance Oversight

3 days ago


Gloucester, Gloucestershire, United Kingdom Howden Full time
About the Role

We are seeking a highly skilled and experienced professional to join our Risk, Legal & Compliance teams as a Head of Compliance Oversight. This is a fantastic opportunity for someone who has a strong background in compliance oversight and is passionate about maintaining high standards of regulatory compliance.

About Us

Howden is a collective of talented and passionate individuals who are united by a shared passion and no-limits mindset. We are a powerful international team of 18,000 employees spanning over 100 countries, and we are committed to driving change and making a positive impact.

Job Summary

As a Head of Compliance Oversight, you will be responsible for designing and delivering robust compliance frameworks, methodologies, and programs. You will work closely with our Risk Management Function to deliver support in relation to regulatory risk, and provide relevant and timely management information to our Chief Compliance Officer and Senior Management.

Key Responsibilities
  • Design and deliver robust compliance frameworks, methodologies, and programs
  • Manage assigned projects and contribute to other projects as required
  • Provide relevant and timely management information to the Chief Compliance Officer and Senior Management
  • Contribute to the Howden UK&I Compliance Plan
  • Work with senior operational management to ensure that compliance systems and controls remain appropriate
  • Work with the Risk Management Function to deliver support in relation to regulatory risk
Requirements
  • Experience of working in Policy Advisory/Monitoring/Remediation/Assurance across different aspects of financial services/financial markets
  • Strong knowledge of FCA requirements specifically relating to health, benefits, and life products, within both ICOBs and COBs
  • Good knowledge of FCA requirements in relation to investment, pension, and mortgage products
  • Ability to apply judgement from a regulatory perspective to internal and market information
  • Strong experience of developing compliance frameworks using a variety of desk-based and field-based tools
  • Leading a compliance team
  • Working with Board level management, combined with strong leadership and influencing skills
  • Ability to write concise and impactful reports
  • Strong regulatory focus
What We Offer

A career that you define. At Howden, we value diversity and are looking for individuals who share our values:

  • Our successes have all come from someone brave enough to try something new
  • We support each other in the small everyday moments and the bigger challenges
  • We are determined to make a positive difference at work and beyond
Reasonable Adjustments

We are committed to providing reasonable accommodations to ensure that our positions align well with your needs. We can accommodate changes such as flexible hours or hybrid working. If you're excited by this role but have some doubts about whether it's the right fit for you, we encourage you to send us your application.



  • Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    Job DescriptionWe are seeking a highly skilled and experienced professional to join our team as a Head of Compliance Oversight at Howden Group Holdings. This is a fantastic opportunity for someone who has a strong background in compliance and risk management to take on a key leadership role in our organization.Key Responsibilities:Design and implement robust...


  • Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    Job DescriptionWe are seeking a highly skilled and experienced professional to join our team as a Head of Compliance Oversight at Howden Group Holdings. This is a fantastic opportunity for someone who has a strong background in compliance and risk management to take on a key leadership role in our organization.Key Responsibilities:Design and implement robust...


  • Gloucester, Gloucestershire, United Kingdom Hays Specialist Recruitment Limited Full time

    About the RoleHays Specialist Recruitment Limited is seeking a seasoned professional to fill the position of Head of Compliance Monitoring. As a leading insurance firm, we take pride in our commitment to upholding the highest standards of compliance and adherence to regulations.Key ResponsibilitiesLead and manage a team of compliance professionals to ensure...


  • Gloucester, Gloucestershire, United Kingdom Hays Specialist Recruitment Limited Full time

    About the RoleHays Specialist Recruitment Limited is seeking a seasoned professional to fill the position of Head of Compliance Monitoring. As a leading insurance firm, we take pride in our commitment to upholding the highest standards of compliance and adherence to regulations.Key ResponsibilitiesLead and manage a team of compliance professionals to ensure...


  • Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    About the RoleWe are seeking a highly skilled and experienced professional to join our Risk, Legal & Compliance teams as a Head of Compliance Monitoring. This is a fantastic opportunity for someone who has a strong background in compliance oversight and is passionate about supporting our business in maintaining compliance with industry and government...


  • Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    About the RoleWe are seeking a highly skilled and experienced professional to join our Risk, Legal & Compliance teams as a Head of Compliance Monitoring. This is a fantastic opportunity for someone who has a strong background in compliance oversight and is passionate about supporting our business in maintaining compliance with industry and government...


  • Gloucester, Gloucestershire, United Kingdom Hays Specialist Recruitment Limited Full time

    About the RoleHays Specialist Recruitment Limited is seeking a seasoned professional to fill the position of Head of Compliance Monitoring. As a leading recruitment agency, we pride ourselves on our commitment to excellence and integrity. We are looking for a dynamic and experienced individual to join our team and ensure that our operations remain...


  • Gloucester, Gloucestershire, United Kingdom Hays Specialist Recruitment Limited Full time

    About the RoleHays Specialist Recruitment Limited is seeking a seasoned professional to fill the position of Head of Compliance Monitoring. As a leading recruitment agency, we pride ourselves on our commitment to excellence and integrity. We are looking for a dynamic and experienced individual to join our team and ensure that our operations remain...


  • Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    Job DescriptionWe are seeking a highly skilled and experienced professional to join our team as a Head of Compliance Oversight at Howden Group Holdings. This is a fantastic opportunity for someone who has a strong background in compliance and risk management to take on a key leadership role in our organization.Key Responsibilities:Design and implement robust...


  • Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    Job DescriptionWe are seeking a highly skilled and experienced professional to join our team as a Head of Compliance Oversight at Howden Group Holdings. This is a fantastic opportunity for someone who has a strong background in compliance and risk management to take on a key leadership role in our organization.Key Responsibilities:Design and implement robust...


  • Gloucester, Gloucestershire, United Kingdom Howden Full time

    About the RoleWe are seeking a highly skilled and experienced professional to join our Risk, Legal & Compliance teams as a Compliance Oversight Leader. This is a fantastic opportunity for someone who has a strong background in regulatory compliance and is passionate about maintaining high standards of regulatory compliance.About UsHowden is a collective of...

  • Head of Compliance

    6 days ago


    Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    About UsHowden Group Holdings is a leading insurance company that values diversity and inclusivity. We are a collective of talented individuals who share a passion for making a positive impact in the world.Our CultureWe are a people-first organization that prioritizes the well-being and growth of our employees. Our culture is built on the values of bravery,...

  • Head of Compliance

    6 days ago


    Gloucester, Gloucestershire, United Kingdom Howden Group Holdings Full time

    About UsHowden Group Holdings is a leading insurance company that values diversity and inclusivity. We are a collective of talented individuals who share a passion for making a positive impact in the world.Our CultureWe are a people-first organization that prioritizes the well-being and growth of our employees. Our culture is built on the values of bravery,...

  • Compliance Officer

    4 days ago


    Gloucester, Gloucestershire, United Kingdom Fish Insurance Full time

    Job Summary:The Compliance Administrator plays a vital role in supporting the Third-Party Oversight Manager in overseeing the compliance process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships. This position provides administrative and operational support to ensure efficient...

  • Compliance Officer

    4 days ago


    Gloucester, Gloucestershire, United Kingdom Fish Insurance Full time

    Job Summary:The Compliance Administrator plays a vital role in supporting the Third-Party Oversight Manager in overseeing the compliance process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships. This position provides administrative and operational support to ensure efficient...

  • Compliance Officer

    4 hours ago


    Gloucester, Gloucestershire, United Kingdom Fish Insurance Full time

    Job OverviewFish Insurance is seeking a highly skilled Compliance Administrator to support the Third-Party Oversight Manager in managing the oversight process of Appointed Representatives, Introducer Appointed Representatives, and other third-party distribution relationships.Key ResponsibilitiesProvide administrative and operational support to ensure...

  • Compliance Officer

    1 hour ago


    Gloucester, Gloucestershire, United Kingdom Fish Insurance Full time

    Job OverviewFish Insurance is seeking a highly skilled Compliance Administrator to support the Third-Party Oversight Manager in managing the oversight process of Appointed Representatives, Introducer Appointed Representatives, and other third-party distribution relationships.Key ResponsibilitiesProvide administrative and operational support to ensure...

  • Compliance Officer

    7 days ago


    Gloucester, Gloucestershire, United Kingdom Fish Insurance Full time

    Job SummaryThe Compliance Administrator plays a vital role in supporting the Third-Party Oversight Manager in overseeing the compliance process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships.Key ResponsibilitiesProvide administrative and operational support to ensure efficient...

  • Compliance Officer

    1 week ago


    Gloucester, Gloucestershire, United Kingdom Fish Insurance Careers Full time

    Job Summary:The Compliance Administrator plays a vital role in supporting the Third-Party Oversight Manager in overseeing the activities of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships. This position provides administrative and operational support to ensure efficient and...

  • Compliance Officer

    3 days ago


    Gloucester, Gloucestershire, United Kingdom Fish Insurance Careers Full time

    About the Role:The Compliance Administrator plays a crucial role in assisting the Third-Party Oversight Manager in managing the oversight process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships. This position provides administrative and operational support to ensure efficient...