Compliance Risk Manager

3 weeks ago


London, Greater London, United Kingdom IGA Talent Solutions Full time

Position Available: Risk & Compliance Manager

Competitive Salary Package

IGA Talent Solutions is looking for a seasoned Risk & Compliance Manager to join our esteemed legal client. This position will play a pivotal role in supporting the Head of Risk & Compliance through various significant internal initiatives, while also managing routine inquiries and ongoing operational matters.

Core Responsibilities:

  • Assist the Head of Risk & Compliance with everyday risk and compliance inquiries.
  • Handle escalated concerns from the Onboarding Team, including issues related to conflicts of interest, regulatory compliance, Customer Due Diligence (CDD)/Enhanced Due Diligence (EDD), and sanctions.
  • Collaborate with fee earners and Partners regarding regulatory issues.
  • Contribute to the revision and implementation of organization-wide policies and controls.
  • Design and conduct training sessions on regulatory and compliance subjects.
  • Manage information barriers and evaluate client/matter data for reporting purposes.
  • Provide support to the Risk & Compliance Team as required.

Qualifications:

  • Minimum of 5 years of experience in risk and compliance within a legal firm or SRA-authorized entity.
  • In-depth knowledge of the regulatory landscape, particularly SRA regulations.
  • Familiarity with UK anti-money laundering regulations and the SRA Codes of Conduct.
  • Demonstrated experience in addressing risk-related issues and engaging with regulators.


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