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Compliance Team Leader

2 months ago

London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

A top global law firm is seeking a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals.

This role is ideal for someone with a keen eye for detail and an enthusiastic approach to prioritizing complex tasks. You'll support the team with training on systems, conflicts, AML and sanctions processes, as well as managing and delegating tasks within Intapp workstreams to meet SLAs.

Maintaining your knowledge of up-to-date firm processes, policies, and industry standards is vital as you'll be helping to improve the systems and procedures used by the team. You'll also manage higher-risk conflict queries and escalated issues and recommend courses of action and solutions where possible.

You will need experience working within a law firm Risk and Compliance role and have knowledge of SRA rules, including conflicts of interest. Knowledge of conflicts, AML, and sanctions is essential and experience in Intapp is a bonus.

As a Compliance Team Leader at AJ FOX COMPLIANCE, you will be responsible for:

  • Providing training and guidance to new joiners on compliance procedures and policies
  • Supervising a team of compliance professionals to ensure adherence to regulatory requirements
  • Managing and delegating tasks within Intapp workstreams to meet SLAs
  • Staying up-to-date with industry standards and firm policies to improve systems and procedures
  • Managing higher-risk conflict queries and escalated issues

If you have a desire to learn, share knowledge, and build skills in a collaborative environment, this role may be the perfect fit for you.