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Executive Director
2 months ago
We are seeking an experienced Executive Director to join our Equities Derivatives Compliance team. As a key member of our team, you will provide first-line compliance support and advice to our Sales, Trading, Structuring, and Strats teams within the Equity Derivatives, Systematic Trading Strategies, and Structured Products businesses.
Key Responsibilities:- Provide real-time compliance advice to business personnel on rules, regulations, and internal policies.
- Represent the business in compliance-led projects and initiatives.
- Develop and update policies and procedures for applicable businesses.
- Design and deliver training programs for ongoing compliance training.
- Partner with Federation Compliance and other support functions to resolve queries.
- Coordinate with the Global Compliance Team on EMEA initiatives and projects.
- Assist with the annual Compliance Risk Assessment.
- Partner with Surveillance and Financial Crime Compliance to resolve surveillance alerts.
- Assess the impact of new financial regulations and provide guidance.
- Review and provide Compliance sign-off for electronic trading activities and new index approval requests.
At Goldman Sachs, we are committed to helping our clients, shareholders, and communities grow. As a leading global investment banking, securities, and investment management firm, we maintain offices around the world. Our people are our greatest asset, and we strive to cultivate a diverse work environment and workforce that meets the unique needs of our diverse client base and the communities we serve.
