Equities and Markets Surveillance
5 days ago
**Tasks and Responsibilities**
- Investigate trading practices i.e. market abuse and best execution monitoring via the automated surveillance system.
- Undertaking periodic compliance reviews across the equity, fixed income and convertible bonds businesses.
- Front Office Communications monitoring.
- Undertaking desk reviews.
- Respond to ad hoc client and front office queries.
- Liaise and/or assist with matters relating to regulatory and exchange bodies e.g. FCA and LSE.
- Support the business in the development of new controls & monitoring as it relates to new & developing business activities.
- Assist on ad-hoc projects as required.
- Support Senior Compliance Advisor on a day to day basis.
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Market Abuse Surveillance Analyst
7 days ago
London, United Kingdom eFinancialCareers Full time**Market Abuse Surveillance Analyst** **City of London** **Permanent** **£60,000 - £70,000** **The Responsibilities of a Market Abuse Surveillance Analyst Will Include**: - Undertake daily trade surveillance activities to address and investigate alerts and identify and investigate potential market abuse and improper activity. - Identify risks/issues...
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Market Surveillance Specialist
2 weeks ago
London, Greater London, United Kingdom GFO-X Full timeJob Title Market Surveillance Specialist - London, UK Estimated annual salary £50,000 - £70,000 depending on experience.About GFO-XGFO-X is a regulated trading venue dedicated to digital asset derivatives. We aim to provide a secure and efficient environment for market participants.Market Surveillance RoleThe Market Surveillance Group monitors trading...
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Market Surveillance Specialist
2 weeks ago
London, Greater London, United Kingdom GFO-X Full timeJob TitleWe are seeking a highly skilled Market Surveillance Specialist to join our team at GFO-X, the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives.The successful candidate will be responsible for real-time and post-event monitoring of trading activity in derivatives across our platform.Main...
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Market Surveillance Specialist
6 days ago
London, Greater London, United Kingdom Cboe Full timeCboe is a leading global exchange that offers a range of financial products, including equities, options, futures, and exchange-traded funds. We are currently seeking a Senior Market Supervisor to join our team in the European equity and derivative markets department.The estimated salary for this position is $80,000 - $110,000 per year, depending on...
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Global Market Surveillance Professional
6 days ago
London, Greater London, United Kingdom Goldman Sachs Bank AG Full timeAbout the RoleWe are seeking a skilled Global Market Surveillance Professional to join our team at Goldman Sachs Bank AG. As a key member of our Global Compliance team, you will be responsible for providing compliance coverage and support to the Equities and FICC Sales and Trading businesses.The ideal candidate will have a strong understanding of market...
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Surveillance Officer
7 months ago
London, United Kingdom Give A Grad A Go Full timeGreat starting salary ranging from €35,000 - €40,000 - Ideally located offices in the heart of Paris' city centre - Fantastic opportunity to work within a young business experiencing rapid growth **If you’re looking for Market Analyst jobs in Paris, and you’re interested in working in the financial services sector, look no further - this equities...
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Market Surveillance Specialist
3 weeks ago
London, Greater London, United Kingdom GFO-X Full timeCompany Overview:GFO-X is the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives. We are seeking individuals to join our Market Surveillance Group, which is part of the broader Compliance team.Job Description:We are looking for a Market Surveillance Specialist to join our team in London. The successful candidate...
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Market Surveillance Lead
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...
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London, United Kingdom UBS Full timeUnited Kingdom - Compliance - Group Functions **Job Reference #** - 262737BR **City** - London **Job Type** - Full Time **Your role** - Do you have experience managing complex market conduct surveillance programs from an execution perspective? Can you lead teams with the drive and passion needed to develop people and processes targeting complex market...
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Trade Surveillance Officer
7 months ago
London, United Kingdom Britannia Global Markets Limited Full timeJ- Posted by - James Butt- Recruiter**Company Background** Britannia Financial Group is a global financial group offering banking, securities and investment management services, providing a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more...
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Surveillance Analyst
2 months ago
City of London, United Kingdom CV-Library Full timeJob Opportunity: Surveillance Analyst (12-Month Contract) Location: London Day Rate: £562.49 via umbrella Key Responsibilities: Conduct post-trade, electronic communications, and telephone surveillance. Review exceptions from surveillance tools, escalating where necessary. Provide written reports on market abuse risks such as IPOs and...
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Equity Markets Analyst
6 days ago
London, Greater London, United Kingdom RBC Capital Markets LLC Full timeRBC Capital Markets LLC invites applications for the role of Equity Markets Analyst in our London office. As a key member of our Global Markets - Equity Research team, you will play a vital role in helping us maintain a competitive edge in the market.About the Role:The successful candidate will have an estimated annual salary of £40,000 - £55,000.As an...
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Market Surveillance Expert
3 weeks ago
London, Greater London, United Kingdom MarketAxess Holdings Inc. Full timeAbout MarketAxess Holdings Inc.\We are a pioneering company in the digital transformation of the global financial markets. Our mission is to make trading fixed-income more accessible, improving transparency, efficiency, and competition in the marketplace.\Job Description\This role is a fantastic opportunity for the right candidate to join our innovative firm...
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Market Abuse Surveillance Expert
2 weeks ago
London, Greater London, United Kingdom Lorien Full time**About the Role**Lorien is seeking an experienced Market Abuse Surveillance Expert to join our Market Abuse Trade Surveillance team. This is a key role within our organization, requiring the successful candidate to support technical client projects and contribute to internal business development.Key Responsibilities:Supporting clients with delivery of...
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Monitoring & Trade Surveillance
10 hours ago
London, United Kingdom UBS Full timeUnited Kingdom - Compliance - Group Functions **Job Reference #** - 259823BR **City** - London **Job Type** - Full Time **Your role** - Do you have an interest in financial markets, how they operate and how they can be exploited? Do you know how to maintain independence and objectivity? - We are looking for someone like you to be a part of our IB Trade...
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Market Monitoring and Surveillance Manager
7 days ago
London, United Kingdom Harnham Full time**Market Monitoring and Surveillance Manager** **London - Hybrid** **Up to £70,000** Within a busy and global institution, your role as Market Monitoring and Surveillance Manager will require you to drive the delivery of projects and liaise with stakeholders. Whilst also leading and developing your team and ensuring that consultants aremeeting their...
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Market Abuse Surveillance
3 days ago
Greater London, United Kingdom Black Swan Group Full timeOne of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to
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Market Abuse Surveillance
6 days ago
Greater London, United Kingdom Black Swan Group Full timeOne of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to ben.hudson@blackswangroup.com
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Market Abuse Surveillance
3 days ago
Greater London, United Kingdom Black Swan Group Full timeOne of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to ben.hudson@blackswangroup.com
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Market Abuse Surveillance
4 days ago
Greater London, United Kingdom Black Swan Group Full timeOne of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to ben.hudson@blackswangroup.com