Equities and Markets Surveillance
3 weeks ago
**Tasks and Responsibilities**
- Investigate trading practices i.e. market abuse and best execution monitoring via the automated surveillance system.
- Undertaking periodic compliance reviews across the equity, fixed income and convertible bonds businesses.
- Front Office Communications monitoring.
- Undertaking desk reviews.
- Respond to ad hoc client and front office queries.
- Liaise and/or assist with matters relating to regulatory and exchange bodies e.g. FCA and LSE.
- Support the business in the development of new controls & monitoring as it relates to new & developing business activities.
- Assist on ad-hoc projects as required.
- Support Senior Compliance Advisor on a day to day basis.
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Senior Market Surveillance Analyst
2 weeks ago
London, Greater London, United Kingdom Intercontinental Exchange, Inc. Full timeJob Purpose Financial derivatives role within ICE Futures Europe (IFEU) responsible for surveillance operations and investigations across multiple asset classes including oil, natural gas, environmental, soft commodity, fixed income and equities markets. In this role, the Senior Market Surveillance Analyst will demonstrate strong analytical and investigative...
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Trade Monitoring and Surveillance Specialist
4 weeks ago
London, United Kingdom UBS Full timeUnited Kingdom - Compliance, Equities - Group Functions **Job Reference #** - 275349BR **City** - London **Job Type** - Full Time **Your role** - The role is to undertake trade surveillance monitoring for the IB UK business activities within the MS&C UK Regional Team to ensure adherence to the key Market Conduct taxonomy, regulatory requirements and...
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Market Abuse Surveillance Expert
4 days ago
London, United Kingdom Compliance Professionals Full timeMarket Abuse Surveillance Expert – metals THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure...
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Monitoring & Surveillance Analyst
7 days ago
City of London, United Kingdom Tradition (UK) Limited Full timeTradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people. Tradition’s goal is to provide superior client services. It believes its business success is a...
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Market Abuse Surveillance Team Lead
4 weeks ago
London, United Kingdom Glencore Full time**Market Abuse Surveillance Team Lead** **London, UK** We are seeking a Market Abuse Surveillance Team Lead to join our team of senior experts. Reporting to the Global Head of Surveillance, you will be responsible for conducting surveillance analysis at an expert level and overseeing the teams work. You will work closely with the team to analyse...
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Surveillance Officer
4 weeks ago
London, United Kingdom eFinancialCareers Full timeFixed Income Trading Venue is seeking a Trade Surveillance Officer to lead the Trade, E-communications, and Voice communications surveillance for our firm. This is an exciting opportunity for a sales and trading Surveillance VP with fixed Income experience. As the Trade Surveillance Officer, you will report directly to the head of compliance and have sole...
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Market Abuse Surveillance: Operations Team Lead
4 weeks ago
London, United Kingdom Glencore Full time**Market Abuse Surveillance: Operations Team Lead** **London, UK** We are looking for a Market Abuse Surveillance Operations Lead who will be responsible for ensuring the effective operation of our market abuse surveillance programme. This role involves creating and monitoring metrics such as MI, KPIs, and KRIs to enhance surveillance, across all areas of...
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CCO_Head of Surveillance
1 week ago
London, Greater London, United Kingdom Intesa Sanpaolo Group Full timeIntesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and gives an important sustain to the country's growth. The Group has a selected retail banking presence in Central and Eastern Europe, the Middle East and North...
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Market Abuse Surveillance Expert
10 hours ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure the surveillance programme...
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Market Abuse Surveillance Expert
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and...
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Trade Surveillance
4 weeks ago
London, United Kingdom Bruin Full timeRef: 36313**TRADE SURVEILLANCE SPECIALIST REQUIRED**I am looking for Senior level Trade Surveillance specialists, focused in one of the following: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading.Competitive SalaryGet in touch for more details and a confidential chat.hashtag#tradesurveillancehashtag#marketabuse Bruin recognises the positive...
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Market Abuse Surveillance Expert
22 hours ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.THE RESPONSIBILITIES:Conduct daily market abuse and market integrity surveillanceDevelop the Market Surveillance systems and processes to ensure the surveillance programme remains...
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.THE RESPONSIBILITIES:Conduct daily market abuse and market integrity surveillanceDevelop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and...
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Trade and Comms Surveillance
4 weeks ago
London, United Kingdom LHH Recruitment Solutions Full timeTeam lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies. Perform periodic reviews on the effectiveness of market...
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Market Abuse Surveillance Expert – metals
2 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.THE RESPONSIBILITIES:Conduct daily market abuse and market integrity surveillanceDevelop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and...
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London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. THE RESPONSIBILITIES: Conduct daily market abuse and market integrity surveillance Develop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and...
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London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.THE RESPONSIBILITIES:Conduct daily market abuse and market integrity surveillanceDevelop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and...
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2022 Summer Analyst
4 weeks ago
London, United Kingdom RBC Capital Markets LLC Full time2022 Summer Analyst - Global Markets - Equity Research Vacancy type Campus Role Summer Analyst Programme Global Markets - Equity Research Location London Intake Year 2022 Description 2022 Summer Analyst - Global Markets - Equity Research Application Deadline: Rolling; early application recommended. Royal Bank of Canada is a premier investment bank...
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2024 Summer Analyst
4 weeks ago
London, United Kingdom RBC Capital Markets LLC Full time2024 Summer Analyst - Global Markets - Equity Research Vacancy type Campus Role Summer Analyst Programme Global Markets - Equity Research Location London Intake Year 2024 Description 2024 Summer Analyst - Global Markets - Equity Research Application Deadline: Rolling; early application recommended. Royal Bank of Canada is a premier investment bank...
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Trade Surveillance Analyst
7 days ago
London, United Kingdom Canaccord Genuity UK Full timeRole Responsibilities Continuously monitor real-time and historical trading data to detect unusual or suspicious trading patterns. Use surveillance systems and analytical tools to identify potential cases of market abuse, such as insider trading, spoofing, front-running, wash trades, and other manipulative practices. Analyse large volumes of trade data...