Market Abuse Surveillance

One of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to

One of our clients who are a buy side focused business are looking for a new member for their surveillance function. Role will have a large tilt towards market abuse. They're open to your product background and suite, but you must be from trade surveillance and not purely comms surveillance. Interested parties should apply to ben.hudson@blackswangroup.com

**About the Role**Lorien is seeking an experienced Market Abuse Surveillance Expert to join our Market Abuse Trade Surveillance team. This is a key role within our organization, requiring the successful candidate to support technical client projects and contribute to internal business development.Key Responsibilities:Supporting clients with delivery of...

**Market Abuse Surveillance Analyst** **City of London** **Permanent** **£60,000 - £70,000** **The Responsibilities of a Market Abuse Surveillance Analyst Will Include**: - Undertake daily trade surveillance activities to address and investigate alerts and identify and investigate potential market abuse and improper activity. - Identify risks/issues...

Job DescriptionWe are seeking a seasoned professional to lead our Market Abuse Trade Surveillance team at Lorien.The ideal candidate will have a strong understanding of trading businesses and the manifestation of market abuse risks within sell-side investment banks.Key responsibilities include:Leading technical client projects and supporting internal...

We are seeking a highly skilled Market Abuse Surveillance Specialist to join our Global Compliance team at Goldman Sachs. With an estimated salary of $150,000 - $220,000 per year, this position offers a unique opportunity to work with a leading global investment banking firm.In this role, you will be responsible for managing compliance and regulatory risk...

Lorien is seeking a seasoned Market Abuse Surveillance Expert to lead technical client projects and support internal business development as well as thought leadership relating to market abuse. This exciting opportunity allows the successful candidate to be part of a growing, market leading team.Key ResponsibilitiesLead technical client projects and support...

Job Title:Market Abuse Trade Surveillance ExpertAbout the Company:Lorien is a leading provider of trade surveillance solutions, and we are seeking an experienced professional to join our Market Abuse Trade Surveillance team.About the Role:As a Trade Surveillance Expert, you will support technical client projects, internal business development, and thought...

A- Posted by - AJ Biasca- Recruiter**Job Purpose** The Market Abuse Surveillance team ensures strong oversight over the methods by which the bank detects potential misbehaviour from our clients and employees, escalates potential issues to Senior Management, and reports potential issues to our regulators. The team offers expertise on all Market Abuse risks in...

Surveillance Analyst - Market Abuse Duration: 12 months contract (PAYE) Pay: £479.53/day PAYE (or £562.49/day via umbrella) Location: London (Queen Victoria Street) Key Responsibilities Act as first reviewer of exceptions arising from the surveillance tools from a market abuse and anti-competition perspective. Analyse and review all exceptions through...

Surveillance Analyst - Market Abuse Duration: 12 months contract (PAYE) Pay: £479.53/day PAYE (or £562.49/day via umbrella) Location: London (Queen Victoria Street) Key Responsibilities Act as first reviewer of exceptions arising from the surveillance tools from a market abuse and anti-competition perspective. Analyse and review all exceptions through...

Surveillance Analyst - Market AbuseDuration: 12 months contract (PAYE)Pay: £479.53/day PAYE (or £562.49/day via umbrella)Location: London (Queen Victoria Street)Key ResponsibilitiesAct as first reviewer of exceptions arising from the surveillance tools from a market abuse and anti-competition perspective. Analyse and review all exceptions through to full...

Surveillance Analyst - Market Abuse Duration: 12 months contract (PAYE) Pay: £479.53/day PAYE (or £562.49/day via umbrella) Location: London (Queen Victoria Street) Key Responsibilities Act as first reviewer of exceptions arising from the surveillance tools from a market abuse and anti-competition perspective. Analyse and review all...

Surveillance Analyst - Market AbuseDuration: 12 months contract (PAYE)Pay: £479.53/day PAYE (or £562.49/day via umbrella)Location: London (Queen Victoria Street)Key ResponsibilitiesAct as first reviewer of exceptions arising from the surveillance tools from a market abuse and anti-competition perspective. Analyse and review all exceptions through to full...

Surveillance Analyst - Market AbuseDuration: 12 months contract (PAYE)Pay: £479.53/day PAYE (or £562.49/day via umbrella)Location: London (Queen Victoria Street)Key ResponsibilitiesAct as first reviewer of exceptions arising from the surveillance tools from a market abuse and anti-competition perspective. Analyse and review all exceptions through to full...

Surveillance Analyst - Market Abuse Duration: 12 months contract (PAYE) Pay: £479.53/day PAYE (or £562.49/day via umbrella) Location: London (Queen Victoria Street) Key Responsibilities Act as first reviewer of exceptions arising from the surveillance tools from a market abuse and anti-competition perspective. Analyse and review all exceptions through...

Job OverviewWe are seeking a seasoned Trade Surveillance Manager to join our team at Lorien. The successful candidate will lead technical client projects, support internal business development, and contribute to thought leadership in market abuse.The ideal candidate will have strong industry knowledge, excellent communication skills, and the ability to...

**THE COMPANY**: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex, Commodities, and more. *** **THE RESPONSIBILITIES**: - Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts - Identify risks/issues and discrepancies and proactively escalate -...

**Tasks and Responsibilities** - Investigate trading practices i.e. market abuse and best execution monitoring via the automated surveillance system. - Undertaking periodic compliance reviews across the equity, fixed income and convertible bonds businesses. - Front Office Communications monitoring. - Undertaking desk reviews. - Respond to ad hoc client and...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...