Compliance Advisor

Job Title: Senior Compliance AdvisorJob Summary: We are seeking a Senior Compliance Advisor to assist on a new project for a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.Key Responsibilities:Review operational SOPs and suggest...

About the RoleWe are seeking a highly skilled and experienced Head of Financial Crime Compliance to join our team. As a trusted advisor, you will play a critical role in ensuring the bank's financial crime compliance framework remains fit for purpose.Key ResponsibilitiesProvide expert advice and guidance on financial crime compliance matters to the London...

A compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...

**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...

Job Summary:We are seeking a highly skilled Compliance Manager Policy to join our team at Compliance Professionals. The successful candidate will be responsible for proactively identifying and reviewing regulatory developments and changes, assessing their impact on the business and its products and services.Key Responsibilities:Proactively identify and...

Job Title: Senior Legal AdvisorAbout the Role:We are seeking a highly skilled Senior Legal Advisor to join our team at Compliance Recruitment Solutions. As a Senior Legal Advisor, you will be responsible for providing legal guidance and support to our organization on a variety of matters, including investment transactions, strategic projects, corporate...

Compliance Consultant OpportunityWe are seeking an experienced Compliance Consultant to join our team. The ideal candidate will have a strong background in compliance, with a focus on PWM/Advisor/Buy Side experience.Key Responsibilities:Supervise and mentor junior members of the AR Platform teamProvide compliance advice and anticipate regulatory compliance...

Compliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...

About AJ FOX COMPLIANCEWe are a dynamic international law firm seeking an experienced Conflicts and AML Advisor to join our team of analysts in London.

At AJ FOX COMPLIANCE, we are seeking a seasoned Risk Lawyer Advisor to support our Risk and Compliance team. This role is responsible for managing regulatory, compliance, and professional risks associated with the firm.The ideal candidate is a qualified lawyer with 5+ years of experience working in an international commercial law environment, with a focus on...

Gresham Hunt is partnering with a global asset management firm to recruit a Compliance Advisor. Key responsibilities will include providing regulatory advice, horizon scanning for regulatory changes, and reviewing financial promotions and marketing materials. To be successful, candidates will have 5+ years of experience in asset, investment, or wealth...

Job DescriptionJob Title: Head of Financial Crime Compliance DirectorJob Summary:We are seeking a highly experienced and skilled Head of Financial Crime Compliance Director to join our team. The successful candidate will be responsible for providing advice and guidance to the London business and support functions as well as EMEA Local office MLROs on...

OverviewSMBR seeks a trusted partner for long-term growth in financial advisory. As a Senior Compliance Officer, you will play a key role in providing advice and guidance on financial crime compliance, managing service provision, and supporting the development of regional strategies.

Key Responsibilities:The Compliance Legal Advisor will be responsible for drafting and reviewing contracts, overseeing vendor agreements, and managing relationships with key stakeholders. Additionally, you will contribute to risk management and compliance projects, supporting cross-functional teams to address complex issues.

Key ResponsibilitiesThe successful candidate will assume the role of Financial Compliance Advisor and be responsible for providing guidance on financial products, including derivatives, stock loans, and borrows/repo activities. You will also contribute to the development of compliance policies and procedures.

Job DescriptionThe Role:We are seeking a seasoned financial crime professional to join our team as a Senior Financial Crime Advisor.Key Responsibilities:Provide expert advice and guidance on financial crime matters to internal stakeholders and external partners.Conduct thorough reviews of financial crime related documentation to ensure compliance with...

About the RoleWe are seeking an experienced Financial Crime Compliance Director to join our team at SMBC. As a trusted partner for the long term, we aim to grow you professionally and personally.Be curious, expand your network, and explore how your skills and knowledge can transfer into different roles and areas of SMBC. Find the resources and support...

FM Compliance Advisor Up to £41,000 per annumLondon or Manchester based The clientMy client are a top Law firm with offices nationwide seeking a FM Compliance Advisor to join their established facilities team. This is a fantastic opportunity to get your foot in the door with a business who are looking to work towards accreditations and enviromental targets....

Job Title: Senior Legal Advisor - UK Qualified Solicitor with Funds ExpertiseJob Summary: We are seeking a highly experienced Senior Legal Advisor to join our team in the UK division of a Global Asset Manager. The successful candidate will be responsible for ensuring effective management of all legal matters and providing strategic legal advice across the...

Job DescriptionCyber Compliance Risk Advisor - £70,000 salaryWe are seeking an experienced and motivated individual to join our Cyber Security Team as a Cyber Compliance Risk Advisor. As a key member of the team, you will provide risk and compliance advisory across Policing.About Police Digital ServiceTo protect people from harm in our society, we need...