Compliance Manager

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Executive on a permanent basis.THE RESPONSIBILITIES:Undertaking detailed thematic Compliance Monitoring reviews, reporting on findings and recommendations and tracking actions to resolutionWorking with the Compliance Manager...

THE COMPANY: Our client is a specialist Real Estate Investment firm. This is a generalist role but candidates must have exposure to Financial Promotions.THE RESPONSIBILITIES:Responsible for social media/LinkedIn reviews Support/manage review of Financial Promotion and other marketing presentations/materialsManage ongoing investor/key supplier due-diligence...

THE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...

THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

THE COMPANY: Our client is a global asset management firm, with 30-40 offices worldwide. They are looking for an Compliance Officer with a focus on Marketing & Distribution. THE RESPONSIBILITIES: Review and approve financial promotions, marketing materials, client reports, RFPs and other client communicationsProvide advice and guidance to client coverage,...

THE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Compliance & Money Laundering Reporting Officer on a permanent basis.THE RESPONSIBILITIES:To develop and maintain a robust compliance frameworkDevelop and manage the day-to-day relationship with the FCA and other relevant regulatorsTo chair the Compliance and...

THE COMPANY: We are working with an international Wealth Management Firm who are searching for a Compliance Manager to join the team. The firm has offices across the globe and assists UHNI and Family offices to manage their wealth.THE RESPONSIBILITIES:Perform independent review of High-Risk client onboardings and periodic reviews submitted by the first...

THE COMPANY: Our client is a successful UK-based wealth management firm, focused on providing top-quality wealth management services to retail and professional clients.THE RESPONSIBILITIES:Adviser Supervision Provide ongoing assessment of adviser competence in line with the Training & Competence requirements, typically twice per year, and ensure that the...

We are working with a fantastic boutique city law firm assisting them to hire a Data Protection Manager. This role is a fantastic opportunity for somebody who has experience in data protection, risk and compliance and who would like to broaden their skill set.In this role, you will work alongside a small team consisting of a compliance assistant, a senior...

THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

Insurance Compliance Manager London Area Permanent £75,000 - £90,000 DOE A leading insurance company is looking for an experienced Compliance Manager to permanently join the in-house Compliance team.This role would see the Compliance Manager work in an established compliance function, providing specialist knowledge and solutions on a range of compliance...

Job Advert: Compliance ManagerLocation: London, UKSector: London Market InsuranceType: Full-timeAbout the Role:As Compliance Manager, you’ll be the compliance lead for our London Market division, ensuring that our operations align with FCA and Lloyd’s regulations. This is an exciting opportunity to join a fast-paced, entrepreneurial business supported by...

Compliance Manager / ISO / ISO Standard Management / Permanent / London / Hybrid Vivo Talent is working with an exciting and growing digital organisation to recruit a Compliance Manager into their global team. This role will be instrumental in co-directing and maintaining their Quality and Security Frameworks. As an organisation, they strive to uphold the...

Compliance Manager / ISO / ISO Standard Management / Permanent / London / Hybrid / 12 month FTCVivo Talent is working with an exciting and growing digital organisation to recruit a Compliance Manager into their global team.This role will be instrumental in co-directing and maintaining their Quality and Security Frameworks. As an organisation, they strive to...

Currently working with a UK Investment Manager (multi strategy) who are looking for a Compliance Manager to join the London team. Reporting into the SMF16 the Compliance Manager will be responsible for;General Compliance Advice and Guidance: where appropriate, provide regulatory related advice and guidance in response to requestsProviding guidance on Code of...