Compliance Executive

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

About the Company - OCR Alpha is currently working with one of Europe’s leading hedge funds with over $20 billion AUM. They are a truly global business with a multi-strategy approach. Our client prides itself on its’ cohesive and collaborative culture.About the Role - We are looking for an experienced Compliance Manager to join on a permanent basis. In...

Compliance / FinCrime Specialist (Training)- Fintech - 6 months contract - INSIDE IR35 - HybridThe Compliance Ops, Training Business Partner will provide a comprehensive and effective service that ensures employees within the clients Compliance Ops function have the skills, knowledge and expertise to perform their role at the required level of competence....

Are you looking for a wide and varied role, have a passion for regulation and compliance and are great with clients? We are working on a fantastic opportunity to join one of our client's compliance process outsourcing advisory team where you will have the opportunity to ​set up and execute policies and procedures, compliance monitoring, provide...

X4 Technology are offering the opportunity for a Compliance Specialist to support an ongoing compliance program at a leading global trading firm. The role will involve close collaboration with senior compliance professionals and will focus on ensuring adherence to a comprehensive and effective global compliance framework.The Compliance Specialist will be...

Alexander Barnes is leading a Senior Compliance Officer search for a European Payments FinTech.The purpose of this role is to support the development and execution of a Compliance Monitoring and Testing Programme. In scope, this role is responsible for ensuring regulatory adherence and effectively managing compliance risks as the company continues its growth...

Your new companyYou will be working for a rapidly scaling insurance group with an international presence at an exciting time on their journey. Working at group level, you will play a crucial role in developing the businesses compliance culture and frameworks.Your new roleWe are looking for a Compliance Director to join the team and take charge of managing...

Regulatory Compliance Manager We are currently working with a bank in London working on enhancing and improving upon their existing Compliance function from the perspective of their Regulatory Compliance and Compliance Advisory capabilities. Candidates who are well versed with trade and transaction reporting with experience working with regulations such as...

Job Title: Head of ComplianceLocation: Remote within the UK (London HQ)Employment Type: Full-TimeAbout our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable, streamlined payment solutions to clients...

Job Title: Interim Head of ComplianceContract Duration: 3-6 months with the chance to go permanentLocation: Remote within the UK (London HQ)About our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable,...

Job purposeThe Compliance Analyst role is designed to support the Senior Compliance Officer / Data Compliance Officer to execute the compliance / data protection program and support other colleagues and the Chief Legal & Compliance Officer in applying the framework. This role is based in the London office and will support all aspects of compliance for in...

Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis...

General Description about the roleThe Compliance Manager is a member of the BOSWME UK Compliance Department, working closely with the Head of Financial Crime Compliance, the local Regulatory Compliance teams, the Luxembourg Europe Head Office as well as with the Group Compliance (Bank of Singapore and OCBC). The incumbent is responsible for supporting the...

HEAD OF COMPLIANCE- UK&ILocation: Greater London/Essex area (hybrid 3 days per week on-site)OverviewWe are seeking a dynamic, confident, and collaborative leader to manage our client’s regional governance, risk, and compliance framework. As Head of Compliance – UK & Ireland, you will play a pivotal role in shaping decision-making processes, ensuring...

Job Title: Head of ComplianceLocation: Remote within the UK (London HQ)Employment Type: Full-TimeAs the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money laundering is disclosed appropriately to the relevant authorities meeting the requirement of The Proceeds of Crime Act (POCA).About our client:Join a dynamic,...

GRG Executive Search are exclusively partnering with a IT Services & Telecommunications business at the forefront of their industry based in London, in their search for a Group Head of Procurement.This role will lead the entirety of the Procurement & Supplier Relationships for the business focusing on transformation and centralisation of processes and...

We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalised, duties include: Provide regulatory advice to the trading teams across multiple asset classes (Equities,...

Role: Account Executive – VAT Compliance SaaSSummaryJoin a cutting-edge technology organization specializing in VAT Compliance SaaS and consulting services. This role offers a unique opportunity to drive business growth by providing innovative solutions to clients navigating the complexities of international VAT regulations.About the ClientOur client is a...