Head of Compliance

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...

Head of Compliance - SMF16 & SMF17Are you a seasoned compliance leader with a strong grasp of SMF16 and SMF17 responsibilities? Join an innovative, global financial services firm as their new Head of Compliance in a pivotal senior role, steering compliance frameworks and enhancing regulatory governance across dynamic markets.About the Role: As the Head of...

This exciting Insurance business has ambitious plans for growth. The Group has strong International operations and financial backing; the UK business is newer and set for significant expansion. The focus of this growth will be Specialty Lines. You will be Head of Compliance for the UK business, working across Specialty and Consumer lines, part of the UK...

Company DescriptionFinancial services firm in London. Role DescriptionInterim Head of Compliance role in the London area, with flexibility for some remote work. As the Head of Compliance, you will be responsible for overseeing and ensuring adherence to regulatory requirements, adhering to ML regulations, developing compliance strategies, conducting audits,...

Role: Head of Compliance (UK, Europe, USA)Location: London, 2 days a week in the office Employment Type: Permanent, Full-timeSalary: £competitive An international law firm based in the City are seeking a Head of Compliance to manage its compliance operations across the UK, Europe, and the USA.Key Responsibilities:Lead all compliance functions, focusing on...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

Alexander Barnes is leading the search for a Head of Compliance & MLRO for a high-growth crypto start-up working on cutting-edge solutions in digital payments and cross-border settlements.The company is expanding its operations and preparing for regulatory licensing in key jurisdictions. They are looking for a compliance leader with expertise in AML,...

The RoleHead of Compliance – Hedge Fund Compliance Consultancy Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset Management and Private Equity industries.This is an excellent “Head of Compliance” role for...

Blair West are supporting One Utility Bill with a newly created role and the appointment of a Head of Risk & Compliance to guide the business and senior stakeholders through a journey to possible incoming regulation. The opportunity: Report to the CEO and sit within our senior leadership team.Initially, this role will be autonomous, and therefore, you'll...

HW Interim Solutions are working with a North West based Retail client to engage an experienced and dynamic Interim Head of Risk and Compliance. This senior leadership role will be responsible for developing and implementing comprehensive risk management and compliance strategies across the organisation.Within this role you will develop and oversee the...

Head of Compliance (SMF16/17)London (Hybrid working)£110,000 Basic + bonus & benefits. Are you an experienced Head of Compliance from the Credit Card or Payments industry or another fast growing financial services business?Would you like to change roles and join a very fast growing business that is looking to strength its Compliance structure?Your new role...

THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

Job Title: Head of ComplianceLocation: Remote within the UK (London HQ)Employment Type: Full-TimeAbout our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable, streamlined payment solutions to clients...

About Us:Vantage, founded in Australia, is an award-winning, multi-asset broker with a substantial global footprint, operating offices in over 30 countries and serving clients across 172 nations. We are a trusted leader in the global trading landscape. Our platform is crafted to provide a seamless trading experience while also serving as a hub for learning...

Job Title: Interim Head of ComplianceContract Duration: 3-6 months with the chance to go permanentLocation: Remote within the UK (London HQ)About our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable,...