Compliance Specialist

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

Our Client, a significant Commodities Trading Firm specialising in Energy Commodities, is looking for a Trade Surveillance Expert to join the team. The role will be supporting the Senior Compliance Specialist in delivering the Group's compliance programme.Key Responsibilities:Communications monitoring, including ongoing maintenance of systems, providing...

Compliance / FinCrime Specialist (Training)- Fintech - 6 months contract - INSIDE IR35 - HybridThe Compliance Ops, Training Business Partner will provide a comprehensive and effective service that ensures employees within the clients Compliance Ops function have the skills, knowledge and expertise to perform their role at the required level of competence....

Compliance SpecialistWe are looking to hire a compliance expert to join a specialist compliance consultancy Key Responsibilities• Primary compliance resource for a number of platform clients• Leading monitoring reviews• Implementation of policies as applicable• Assisting with background screening checks as necessary and liaising with the FCA•...

Our Client, a UK Based Private Equity firm specialising in Private Debt and Hedge Funds, are looking for a KYC Specialist to join their lean team of four.It is a permanent role, supporting the Head of Legal and Compliance who is in need of a KYC Specialist to oversee the function as well as participating in broader compliance responsibilities such as SMCR or...

Compliance ManagerLocation: London Hybrid/Remote UKSalary: Up to £70,000Skills: Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder PaymentsFantastic opportunity has come available to work with my client who are leading London based Fintech software provider enabling...

Compliance AssociateGlobal Fintech City of London OfficeUp to £80K plus bonus and benefitsFidarsi are currently representing a rapidly expanding Fintech trading firm that are revolutionizing the way retail customers trade, save and accumulate wealth, through a combination of technology and innovative products. With extensive hiring happening across the firm...

Our client is an Integrated Energy trading company based in Central London. Working as part of the Legal Affairs department, and reporting to the Head of Compliance & MLRO, the successful candidate with be an experienced Compliance professional, whose experience will include Monitoring. The successful candidate will ideally have a good understanding of...

Compliance ParalegalSpecialist London Law firmWe're currently working with a specialist Law firm in London, covering niche areas across technology, including FinTech, MedTech, FashionTech, Blockchain and more. Now looking for someone to join them as a Compliance Paralegal You will offer support across the firm dealing with KYC, AML, Sanctions, SRA...

Pure Search are currently supporting a leading London Market Insurer as they look to hire a Compliance Manager to join their Central Compliance Function within their London office. This role sits within a growing arm of a global business, in what is still a fairly small team. This means it’ll be a broad role, with plenty of interaction with senior...

My client is a Commodities Trading House based in the West End.This is an interesting role as it will involve liaising with stake holders across the business to help implement an enhanced compliance function.We are looking for the following experience:Experience in a senior compliance role within a commodity trading environmentKnowledge and practice of...

Our Client, a leading specialist consultancy firm, are looking for a compliance consultant to join the team at Manager Level in a permanent role. The firm are experts in providing governance, risk, and compliance solutions to the asset management, capital markets, digital assets, and payment industries across UK and Europe.The role will play a key role in...

We are looking for recent graduates/ juniors to join a leading investment manager in their London office. They are value investors across the globe in both equity and fixed income asset classes. This is a great opportunity for ambitious juniors looking to join a company that truly cares about their people, supporting them in a truly modern and inclusive...

Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis...

Roles: Compliance Assurance & Control AVP & VP Location: HybridClient: World-leading, independent offshore Bank and trust company.Candidates must have UK citizenship or settles status - No sponsorship available Salary: Competitive with excellent benefits Elevate your opportunities:Our client provides specialised international financial services. Operating in...

Who we are Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients alongside Grant Thornton teams on a project-by-project basis whilst being supported by our dedicated Agile Talent team. Joining us in Financial Services Business Risk Services (FS BRS)We help and support clients...

About Us The South Quadrant comprises: Harris Academy Morden Harris Academy Merton Harris Academy Purley Harris Academy South Norwood Harris Academy Sutton Harris Academy Wimbledon Harris Invictus Academy Harris Aspire Academy Harris Professional Skills Sixth Form Main Areas of Responsibility We are looking for an experienced and enthusiastic individual...

Nicholas Howard are delighted to be recruiting for a Senior Compliance Officer to join a well established and growing specialist FCA regulated mortgage lending client, supporting the ongoing development of the compliance function. As a fast moving business, there is a great opportunity here for an ambitious and driven compliance professional to really make...

Technical Compliance Analyst - (GamblingCompliance)‍‍Company:Vixio is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what’s happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic decisions to...