Compliance Consultancy

1 week ago


London, UK, United Kingdom Austin Andrew Ltd Full time

Compliance Specialist


We are looking to hire a compliance expert to join a specialist compliance consultancy


Key Responsibilities


• Primary compliance resource for a number of platform clients

• Leading monitoring reviews

• Implementation of policies as applicable

• Assisting with background screening checks as necessary and liaising with the FCA

• Provision of compliance training, both on-site and remotely

• Providing compliance advice

• Review and approval of financial promotion materials

• Updating on regulatory change and how it impacts their business

• Providing support to senior managers where required

• Building and developing client relationships


Key Skills / Experience


• Experience gained within a compliance or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), or a regulator such as the FCA.

• Good knowledge of the FCA Handbook

• Experience of compliance monitoring or similar

• Excellent customer service ethos

• Ability to implement regulatory solutions to address compliance needs

• Strong client facing ability

• Excellent verbal and written communication skills

• Ability to multi-task

• Degree educated or similar


Must hold the right to work in the UK


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