Compliance Specialist

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

Our Client, a UK Based Private Equity firm specialising in Private Debt and Hedge Funds, are looking for a KYC Specialist to join their lean team of four.It is a permanent role, supporting the Head of Legal and Compliance who is in need of a KYC Specialist to oversee the function as well as participating in broader compliance responsibilities such as SMCR or...

Location London - One Canada Square, Level 25 Business - Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100+ year history of owning and operating real assets and related businesses. In 2019, Brookfield acquired a majority interest in Oaktree Capital, a leader among global...

Compliance ManagerLocation: London Hybrid/Remote UKSalary: Up to £70,000Skills: Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder PaymentsFantastic opportunity has come available to work with my client who are leading London based Fintech software provider enabling...

IDEX Consulting are currently partnered with an Independent Broker in London who are looking for a Compliance Analyst / Senior Compliance Analyst.This role sits in a small Compliance team who are all Insurance specialists. You will be responsible for Compliance Monitoring, Compliance MI, TOBA's and Compliance reporting. The business are growing and are...

Compliance AssociateGlobal Fintech City of London OfficeUp to £80K plus bonus and benefitsFidarsi are currently representing a rapidly expanding Fintech trading firm that are revolutionizing the way retail customers trade, save and accumulate wealth, through a combination of technology and innovative products. With extensive hiring happening across the firm...

Our client is an Integrated Energy trading company based in Central London. Working as part of the Legal Affairs department, and reporting to the Head of Compliance & MLRO, the successful candidate with be an experienced Compliance professional, whose experience will include Monitoring. The successful candidate will ideally have a good understanding of...

Compliance ParalegalSpecialist London Law firmWe're currently working with a specialist Law firm in London, covering niche areas across technology, including FinTech, MedTech, FashionTech, Blockchain and more. Now looking for someone to join them as a Compliance Paralegal You will offer support across the firm dealing with KYC, AML, Sanctions, SRA...

Compliance ManagerLondon-basedWe're currently working with a briliant full-service law firm, listed on the Legal 500 they have an international presence. A brilliant firm covering clients across private individuals, family offices and owner-managed businesses through to international and public listed companies.Now looking at succession planing, for...

Pure Search are currently supporting a leading London Market Insurer as they look to hire a Compliance Manager to join their Central Compliance Function within their London office. This role sits within a growing arm of a global business, in what is still a fairly small team. This means it’ll be a broad role, with plenty of interaction with senior...

Compliance CoordinatorLondon Top UK Law FirmUp To £38,000pa + BenefitsMy client, a top UK law firm, is actively recruiting for an experienced LEGAL Risk & Compliance professional to join them on a permanent basis in their London office – working as their new Compliance Coordinator.This firm provides legal services throughout England & Wales – with their...

Our client, a leading global security service provider, partners with some of the world’s most recognised security technology brands and is looking for passionate, curious, and motivated individuals to join their team. They are currently hiring a Cloud Security Risk & Compliance Specialist to support clients in assessing, managing, and enhancing their...

I've taken on a new role with a specialist banking client in their high performing compliance advisory function. This is a truly excellent opportunity to work closely with the Head of Retail Compliance and focus on private banking transactions. Your Role:As a Compliance Adviser for our lending solutions, you’ll play a vital role in shaping compliance...

Additional InfoHybrid Working - 3 days onsite, 2 from homeLocation: BankContract Type: PermanentAbout UsBACB is an international wholesale bank. We provide tailored trade solutions to clients, with a focus on facilitating trade to and from specialist markets in Africa and the Middle East.Established in 1972, BACB is a UK-registered public limited company. We...

This job is with Munich Re, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. About Great Lakes Insurance SE:As specialty provider of primary insurance services in the UK, Great Lakes Insurance SE, UK Branch is a substantial part of...

Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis...

Who we are Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients alongside Grant Thornton teams on a project-by-project basis whilst being supported by our dedicated Agile Talent team. Joining us in Financial Services Business Risk Services (FS BRS)We help and support clients...

MERJE is excited to be partnering with this highly prestigious stockbroking firm in their search for a Compliance specialist. This well regarded City based firm specialises in capital markets, M&A, and debt advisory services. As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the...

Whether it’s aircraft, international business or offshore wind parks, Allianz Commercial has an extensive range of risks covered when it comes to protecting businesses. We are always looking for talented individuals to join our Compliance team in Munich or London. By responding to this advertisement, you are agreeing to join a talent pool for future...

MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the...