Head of Compliance

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY:Our client is an award-winning investment manager, providing Real Estate funding, Private Equity and is a leading provider of growth capital. They also run an Equities fund.THE RESPONSIBILITIES:Proactively identify and review regulatory developments and changes, pre-emptively assess impact on the Business and its products and servicesA strong...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

Job Title: Interim Head of ComplianceContract Duration: 3-6 months with the chance to go permanentLocation: Remote within the UK (London HQ)About our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable,...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

Head of Quality Compliance Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial. Given the evolving nature...

We are currently working on an exclusive search for a global payments firm that are looking for a Head of Compliance in London. The Head of Compliance will be tasked with scaling the firm's compliance program across the globe and building a best-in-class financial crime function.Responsibilities:Design and implement a best-in-class compliance & financial...

A highly successful iGaming business is launching into new markets and looking for a Head of Compliance to manage the UK regulatory requirements as the company grows.The Head of Compliance and MLRO will lead the company's Compliance Strategy, holding overall responsibility for upholding standards and championing a compliance first culture across the...

Head of Quality CompliancePartnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance.This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial. Given the evolving nature of the...

HEAD OF COMPLIANCE- UK&ILocation: Greater London/Essex area (hybrid 3 days per week on-site)OverviewWe are seeking a dynamic, confident, and collaborative leader to manage our client’s regional governance, risk, and compliance framework. As Head of Compliance – UK & Ireland, you will play a pivotal role in shaping decision-making processes, ensuring...

Job Title: Head of Compliance (SMF16)Location: London, UKReports to: CEO and the BoardSalary - Circa £150kShort notice period requiredCompany OverviewOur client is a leading player in the global financial services and fintech industry, renowned for its cutting-edge online trading and investment services. This innovative company has grown rapidly,...

Role Overview:Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will...

Alexander Barnes has partnered with an innovative lending FinTech that is recognised for providing efficient and flexible credit solutions to businesses and consumers.As a growing organisation, they are looking to expand their internal compliance and risk management resources and are searching for a Head of Regulatory Compliance.This individual will play a...

New Interim Head of Compliance position. Reporting to the CRO, this role requires expertise in regulatory compliance to support the Bank’s strategic objectives and evaluate relevant regulations. Responsibilities also include serving as the Data Protection Officer, holding SMF16 accountabilities, and being a key member of the Bank's Senior Management...

Vantage is a global, multi-asset broker offering clients access to a nimble and powerful service for trading CFDs on Forex, Commodities, Indices, Shares, and Cryptocurrencies. With our cutting-edge technology, diverse product offerings, and commitment to providing exceptional trading experiences, we empower traders around the world to participate in the...

Deputy Head of Safety and ComplianceReporting to the Head of Safety and Compliance, this role involves supporting the development, administration, and maintenance of an effective Safety Management and Compliance Monitoring System that meets regulatory and company requirements. The Deputy will act as Head of Safety and Compliance in their absence.Key...

THE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...

General Description about the roleThe Compliance Manager is a member of the BOSWME UK Compliance Department, working closely with the Head of Financial Crime Compliance, the local Regulatory Compliance teams, the Luxembourg Europe Head Office as well as with the Group Compliance (Bank of Singapore and OCBC). The incumbent is responsible for supporting the...

MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk.The role holder will hold the SMF16 & 17 for the business.Manage the Compliance team and co-ordinate regular management informationEnsure full compliance with the FCA’s Consumer Duty by embedding...