Head of Compliance

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY:Our client is an award-winning investment manager, providing Real Estate funding, Private Equity and is a leading provider of growth capital. They also run an Equities fund.THE RESPONSIBILITIES:Proactively identify and review regulatory developments and changes, pre-emptively assess impact on the Business and its products and servicesA strong...

THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

Are you passionate about navigating complex risk and regulatory challenges? Looking for an opportunity where your expertise in risk and compliance will be valued and make a difference?If you're a proactive problem solver with a passion for risk management, we want to hear from you!An innovative, forward-thinking law firm is seeking a Senior Compliance...

Exclusive Opportunity: Head of ComplianceSalary: £150,000 - £170,000 (DOE)Full-Time | Permanent | Hybrid (Minimum 3 Days in Office) - London basedThis is an exclusive mandate managed by Goodman Masson, offering a unique opportunity to join a leading, award-winning energy and sustainability group at the forefront of innovation. As Head of Compliance, you...

Head of Quality Compliance Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial. Given the evolving nature...

We are currently working on an exclusive search for a global payments firm that are looking for a Head of Compliance in London. The Head of Compliance will be tasked with scaling the firm's compliance program across the globe and building a best-in-class financial crime function.Responsibilities:Design and implement a best-in-class compliance & financial...

I am recruiting for a Head of Compliance role on behalf of a highly acquisitive IFA business based in London.Key information:Permanent role paying 120k-130k + strong bonusYou must have experience working for an IFA in a Compliance roleHybrid working set upHighly autonomous role needing someone with previous experience in an IFAIdeally you will have held...

We are currently working on an exclusive search for a global payments firm that are looking for a Head of Compliance in London. The Head of Compliance will be tasked with scaling the firm's compliance program across the globe and building a team in the UK/EU. Responsibilities:Lead on the EMI licensing application and advise ExCo on relevant...

Head of Quality CompliancePartnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance.This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial. Given the evolving nature of the...

Head of Legal & ComplianceLocation: London HybridSalary: up to £130,000Skills: Head of Compliance, Compliance, Head of Legal, Legal, Insurance, ReInsurance, Credit, Audits, Risk Assessment, Regulations, FCAAbout the RoleArtemis Talent is seeking an experienced legal professional to lead the Legal and Compliance function for a high-growth, global Fintech...

A highly successful iGaming business is launching into new markets and looking for a Head of Compliance to manage the UK regulatory requirements as the company grows.The Head of Compliance and MLRO will lead the company's Compliance Strategy, holding overall responsibility for upholding standards and championing a compliance first culture across the...

HEAD OF COMPLIANCE- UK&ILocation: Greater London/Essex area (hybrid 3 days per week on-site)OverviewWe are seeking a dynamic, confident, and collaborative leader to manage our client’s regional governance, risk, and compliance framework. As Head of Compliance – UK & Ireland, you will play a pivotal role in shaping decision-making processes, ensuring...

Role Overview:Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will...

I am recruiting for a Head of Compliance role on behalf of a highly acquisitive IFA business based in London.Key information:Permanent role paying 100k + strong bonus Hybrid working set upHighly autonomous role needing someone with previous experience in an IFA Ideally you will have held SMF16 before I have a more detailed JD which I can share on request,...

Alexander Barnes has partnered with an innovative lending FinTech that is recognised for providing efficient and flexible credit solutions to businesses and consumers.As a growing organisation, they are looking to expand their internal compliance and risk management resources and are searching for a Head of Regulatory Compliance.This individual will play a...

Location: London, UKSector: InsuranceReporting to: CEODirect Reports: 1/2About the Role:As the Head of Compliance, you’ll serve as a trusted advisor to the CEO and the leadership team, providing actionable insights and solutions to support our global operations. This is a hands-on, strategic role that combines high-level decision-making with the day-to-day...

Deputy Head of Safety and ComplianceReporting to the Head of Safety and Compliance, this role involves supporting the development, administration, and maintenance of an effective Safety Management and Compliance Monitoring System that meets regulatory and company requirements. The Deputy will act as Head of Safety and Compliance in their absence.Key...

Vantage is a global, multi-asset broker offering clients access to a nimble and powerful service for trading CFDs on Forex, Commodities, Indices, Shares, and Cryptocurrencies. With our cutting-edge technology, diverse product offerings, and commitment to providing exceptional trading experiences, we empower traders around the world to participate in the...