Compliance VP

Compliance Advisory VPA leading corporate brokerage and market-making firm based in London is seeking a Compliance Advisory VP to provide expert compliance guidance across diverse markets, including FX, Credit, Rates, Equities, and Commodities. This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance...

Roles: Compliance Assurance & Control AVP & VP Location: HybridClient: World-leading, independent offshore Bank and trust company.Candidates must have UK citizenship or settles status - No sponsorship available Salary: Competitive with excellent benefits Elevate your opportunities:Our client provides specialised international financial services. Operating in...

My client is currently hiring for a VP and AVP within the Conduct Risk space.This bank offers a range of financial services to personal and corporate clients, including deposit accounts, mortgages, and business loans. They also provide specialised services such as trade finance to support international trade and investment.Location: LondonRole Overview: We...

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit an experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of compliance...

The Web3 economy will redefine how financial value is held and transacted - with much activity shifting towards blockchain networks and digital assets.Founded in 2013, Uphold is a Web3 financial platform that supports almost 300 digital assets and acts as a Regulated Gateway to the Web3 economy.Featuring integrations with 26 blockchain networks and a robust...

THE SEARCH:Altus Partners are retained by a Digital Infrastructure PE company, backed by a large cap Private Equity fund who require a VP, Group Finance based in London. Working closely with the CFO, you will lead the group finance including managing the internal and external reporting and act as a trusted business partner to the Executive Leadership team...

Privacy Manager VPLocation: London, United KingdomContract: PermanentSalary: 90K-100K, with a comprehensive benefits packageReports to: Head of Privacy OfficeWhy This Role?Are you passionate about privacy compliance and governance? This is your chance to take on a leadership role within the Privacy Office, driving strategic projects and developing privacy...

Compliance Assurance and Governance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to play a key role in compliance governance for a global capital markets institution? As a Compliance Assurance and Governance Manager, you will support core...

THE SEARCH:Altus Partners are retained by a Digital Infrastructure PE company, backed by a large cap Private Equity fund who require a VP, Group Financial Controller based in London. Working closely with the CFO, you will lead the group finance including managing the internal and external reporting and act as a trusted business partner to the Executive...

Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional testing, surveillance systems, and...

Role OverviewOur client is seeking a skilled Compliance Advisor to join their growing compliance team. This position is ideal for a Vice President or a strong Assistant Vice President looking to step up into a dynamic and expanding governance function.The role involves providing hands-on, trading floor-based compliance advice to commodities business units,...

A Financial Services client of ours is looking for a Product Controller at VP level or equivalent to be based in their London office (Three days in the office). Will be responsible for production and review of daily desk P&Ls and commentaries, monthly balance sheet substantiation and review, monthly and quarterly performance reporting and analysis, quarterly...

Location: Hybrid (2 days in the office) – EC3V Salary: Up to £95,000Contract: PermanentAre you a skilled professional with experience in Loan Agency and Transaction Management? We're seeking a VP Loan Agency Transaction Management to join an experienced and dedicated team in London. If you're passionate about overseeing complex loan agreements,...

Reputable International Bank seeking a Credit analyst (VP) to join their team in London, focused on Project and Acquisition Finance.Key Responsibilities Assess proposals submitted to Credit Management department from front office departments of the Bank, and write credit reports in respect of the business proposals. This includes research and evaluation of...

As a VP in the Central Valuation Control team, you will play a crucial role in supporting key regulatory and strategic projects. Your primary responsibilities will include leading the Fundamental Review of the Trading Book (FRTB) and Trading Wind Down (TWD), and collaborating with central programs to design and implement valuation control capabilities. This...

Responsibilities Please apply with a cover letter The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing and controlling reputational risk. In conjunction with the Business Units and other...

My banking client is looking for someone to fulfil a 12 month fixed term contract role in London. You must be available within a months notice and have UK right to work (NO sponsorship will be given so please do not apply if you do not have this)You Must be skilled within External or Internal audit or Compliance Assurance with the following...

Responsibilities The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing, and controlling reputational risk. In conjunction with the Business Units and other Service Units (BU/SUs), CPLE...

ING Wholesale Banking (“WB”) is looking to hire a portfolio management specialist specialising in Infrastructure Finance for its Sectors Portfolio Management team to be based in London. ING is a top 10 player in the global infrastructure Finance sector and London is the global headquarters of the business.You will manage a portfolio of Infrastructure...

Global Markets Supervision and Conduct Risk VPLocation: HybridContract: PermanentSalary: Competitive, with a comprehensive benefits packageReports to: Head of Global Markets SupervisionWhy This Role?Looking for a role where you can take a lead in managing supervision and conduct risk across Global Markets? You’ll be at the forefront of the 1st line of...