Compliance Team Manager

3 weeks ago


London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

AJ FOX COMPLIANCE

As a leading international law firm in London, we seek an experienced professional to fill the position of Conflicts and AML Advisor. The successful candidate will lead the implementation of high standards of compliance policies, processes, and systems.

This role is ideal for someone with extensive experience handling conflict searches, AML enquiries, and CDD, backed by knowledge of AML and financial crime regulations. Proficiency in Microsoft Office and strong analytical skills are also essential.

Responsibilities:

  1. Evaluate CDD information relative to new and existing clients/matters in accordance with AML policies and procedures
  2. Maintain an up-to-date understanding of AML and financial crime regulations
  3. Lead on refining AML regulations and conflict processes, best practice in adherence to regulatory developments
  4. Mentor and train junior team members
  5. Act as a point of escalation for junior staff members in the department
  6. Ensure the team's workload is managed effectively
  7. Clear complex conflicts and AML-related issues across the matter opening process
  8. Collaborate with senior management and wider compliance-related departments to ensure policies, processes, and procedures are implemented to a high standard
  9. Liaise with firmwide staff and fee earners to provide expert AML guidance

Requirements:

The ideal candidate must possess exceptional analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office. Effective time management, meeting deadlines efficiently, and maintaining a high level of productivity are crucial.

Salary: £62,000 - £82,000 per annum


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