Financial Policy Specialist

DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk. Canada, Europe, and Asia, we trade a...

DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk. Canada, Europe, and Asia, we trade a...

Compliance Associate, Capital Markets (Bovill) Full-time London Fund Services | Corporate | Capital Markets | Private Client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high...

Reporting to the Manager, Corporate Asset Management, the Specialist, Asset Management is responsible for the planning and performance of operational, systems, financial reviews, special reviews and related policy development; and preparation of draft reports of findings with appropriate recommendations related to corporate asset management activities, such...

Compliance Officer & MLRO - Money Laundering Reporting OfficerProfessional Must have a Professional Services AML background. We are pleased to be working with a leading national business advisory firm that offers its clients exceptional service and with over 700 employees and a great company culture this role has to be on your radar. The MLRO will be...

Join FxPro: an international fintech company for talented professionals. We are always on the lookout for individuals who can perform and excel in a dynamic and innovative working environment. We view each and every one of our employees as an indispensable part of the team. Join our growing international team with offices in Limassol, London, Monaco, Nassau...

Compliance Officer, Regulatory Change - London The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success...

DRW  is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk. Canada, Europe, and Asia, we trade a...

DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk. Canada, Europe, and Asia, we trade a...

**Join FxPro**: an international fintech company for talented **pro**fessionals. We are always on the lookout for individuals who can perform and excel in a dynamic and innovative working environment. We view each and every one of our employees as an indispensable part of the team. Join our growing international team with offices in Limassol, London, Monaco,...

NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its existing business relationships and the...

Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank’s compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance Monitoring Programme (CMP) ...

DRW is a technology-driven, diversified principal trading firm. We trade our own capital at our own risk, across a broad range of asset classes, instruments and strategies, in financial markets around the world. As the markets have evolved over the past 30 years, so has DRW – maximizing opportunities to include real estate, cryptoassets and venture...

**Policy Specialist**: - Inside IR35** **Contract Term: 3 months** **Contracting Authority: MHPRA** **Location: Hybrid - 1 day per week in Office (London)** **We are recruiting to a Principal Policy Specialist role to undertake a review of the Human Medicines Regulations (HMRs) 2012. This will be in line with our statutory responsibilities and will...

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our...

Major UK asset/wealth management group seeks a financial crime specialist, currently or recently holding SMF17, for its MLRO opening. The job holder is ultimately responsible for identifying and managing financial crime risk in line with company appetite, spanning AML/CTF, ABC, fraud prevention, sanctions and tax evasion. Reporting to the CRO as a member of...

Major UK asset/wealth management group seeks a financial crime specialist, currently or recently holding SMF17, for its MLRO opening. The job holder is ultimately responsible for identifying and managing financial crime risk in line with company appetite, spanning AML/CTF, ABC, fraud prevention, sanctions and tax evasion. Reporting to the CRO as a member of...

The Role We are looking to fill an Associate role in the Capital Markets Policy Department within the Supervision Policy and Competition Division. SPC has a vital role to play in enabling the FCA to act early and decisively when market issues appear on the horizon, in making make smart policy proposals and in delivering the FCA's mandate to promote...

Financial Regulation Lawyer 2+ To £££This leading City firm seeks an ambitious fee-earner to join their highly-ranked financial regulation group. The group works for a diverse range of clients including all the major banks, private banks and wealth managers, investment firms and intermediaries. The team also have a market leading reputation in retail...

Principal IT Provisioning Service Specialist (On-Site Support) page is loaded Principal IT Provisioning Service Specialist (On-Site Support) Apply locations London, UK time type Full time posted on Posted Yesterday job requisition id R24374 SS&C is a global provider of investment and financial services and software for the financial services and...