Financial Regulatory Policy Specialist

Compliance Associate, Capital Markets (Bovill) Full-time London Fund Services | Corporate | Capital Markets | Private Client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high...

Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. We collaborate to win...

Compliance Officer, Regulatory Change - London The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success...

Compliance Officer, Regulatory Change - London The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success...

Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank’s compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance Monitoring Programme (CMP) ...

DRW is a technology-driven, diversified principal trading firm. We trade our own capital at our own risk, across a broad range of asset classes, instruments and strategies, in financial markets around the world. As the markets have evolved over the past 30 years, so has DRW – maximizing opportunities to include real estate, cryptoassets and venture...

DRW  is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk. Canada, Europe, and Asia, we trade a...

DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk. Canada, Europe, and Asia, we trade a...

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense,...

The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its existing business relationships and the establishment of new ones in the European markets.   Through its branch and...

NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its existing business relationships and the...

NBCFM is an indirect wholly owned subsidiary of National Bank of Canada (“NBC”). The main strategic purpose of NBCFM is to enable the NBC Group (“NBC Group,” meaning National Bank of Canada and all its subsidiaries) to grow and diversify its presence in Europe while allowing for a natural development of its existing business relationships and the...

Join the regulatory affairs team at a global pest control products company.nFriendly and experienced teamnWork on compliance and registrations for a global portfolio of products.Duties will be varied and will include biocide product registrations / notifications, gathering data, compiling dossiers, liaison with testing teams, SDS authoring, classifications,...

Join BnkPro: a leading international fintech company. Be a part of our expanding international team, with offices in Limassol, London, Monaco, Nassau, and Dubai. As a Senior Treasury Specialist, you'll lead our organization's treasury operations, ensuring optimal liquidity, risk management, and financial planning. The ideal candidate will have a strong...

Regulatory Accountant London 9-12 months Fixed Term Contract £75 - 90,000 per annum plus benefits Fantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent. Responsibilities of the Regulatory Accountant will include: Checking all...

Regulatory Accountant London9-12 months Fixed Term Contract£75 - 90,000 per annum plus benefitsFantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent.Responsibilities of the Regulatory Accountant will include: · Checking all...

A leading FX Trading company in London are looking for a 'Compliance Specialist’ to join their team. Competitive salary, plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must have (FX) industry experience on leading Audits and liaising with Regulatory bodies to be considered for the role. Utilise...

A leading FX Trading company in London are looking for a 'Compliance Specialist’ to join their team. Competitive salary, plus discretionary bonus, dependant on experience. Hybrid working, (offices based in city.) You must have (FX) industry experience on leading Audits and liaising with Regulatory bodies to be considered for the role. Utilise...

Regulatory Accountant London 9-12 months Fixed Term Contract £75 - 90,000 per annum plus benefits Fantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent. Responsibilities of the Regulatory Accountant will include: Checking...

Compliance Specialist £80k A leading brand in the FS space, who specialise in supporting firms with advisory, risk management and capital requirements, are looking for a Compliance Specialist to tackle a broad role in Governance and Compliance. Develop the current compliance programme (policies and procedures) Complete audits and assessments from a...