Financial Regulatory Policy Specialist

Compliance Associate, Capital Markets (Bovill) Full-time London Fund Services | Corporate | Capital Markets | Private Client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high...

Compliance Officer & MLRO - Money Laundering Reporting OfficerProfessional Must have a Professional Services AML background. We are pleased to be working with a leading national business advisory firm that offers its clients exceptional service and with over 700 employees and a great company culture this role has to be on your radar. The MLRO will be...

DRW is a technology-driven, diversified principal trading firm. We trade our own capital at our own risk, across a broad range of asset classes, instruments and strategies, in financial markets around the world. As the markets have evolved over the past 30 years, so has DRW – maximizing opportunities to include real estate, cryptoassets and venture...

DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and the ability to quickly pivot to capture opportunities, so we operate using our own capital and trading at our own risk. Canada, Europe, and Asia, we trade a...

Regulatory Accountant London9-12 months Fixed Term Contract£75 - 90,000 per annum plus benefitsFantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent.Responsibilities of the Regulatory Accountant will include: · Checking all...

Regulatory Accountant London 9-12 months Fixed Term Contract £75 - 90,000 per annum plus benefits Fantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent. Responsibilities of the Regulatory Accountant will include: Checking...

We are looking for a Safety Data Sheet / SDS Author / Regulatory Officer for a London based consumer products company. Your role will be varied and include researching pending changes developments to global chemical regulations, developing regulatory documents (SDSs, labels etc) for new and existing products, and providing regulatory support to internal...

Regulatory Specialist - Operational / Regulatory Risk - Permanent - Hybrid - £120k My client are revolutionizing operational risk management for the world's leading financial institutions. Backed by top banks such as JP Morgan, Citi, Barclays, Lloyds, and BNP, they committed to building a new infrastructure that empowers banks to objectively manage...

Job Description Regulatory Specialist - Operational/Regulatory Risk - Permanent - Hybrid - £120k My client are revolutionizing operational risk management for the world's leading financial institutions. Backed by top banks such as JP Morgan, Citi, Barclays, Lloyds, and BNP, they committed to building a new infrastructure that empowers banks to...

Global Director of Databases and Analytics fewer compounds are achieving regulatory approval; the Pharmaceutical and Lifesciences industry requires a better understanding of market data, analytics and insight. Our client is an international leader, delivering actionable insight to the global healthcare market. They provide insight that allows their...

Lead Financial Specialist The Wholesale Department within Authorisations is recruiting for a Lead Financial Specialist, to work collaboratively within a team of 8 specialists providing accounting, financial analysis, prudential and data analysis expertise to colleagues across the Authorisations division. Key responsibilities include:- engage with these...

Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition’s goal is to provide superior client services. Tradition is currently seeking to appoint a Desk Assistant to be based within the London office. Liaise with...

Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition’s goal is to provide superior client services. Tradition is currently seeking to appoint a Desk Assistant to be based within the London office. Liaise with...

Financial Crime and Compliance Recruiter Vice President Compliance Investment Banking Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and...

Finitas are delighted to be supporting this exciting insurer in their search for an ESG Specialist to join the growing team. This is a newly created position to support and promote the firm's ESG activities. If you have Technical knowledge and experience of ESG including policies and reporting frameworks relating to the U.K., this role could be a fit for...

Finitas are delighted to be supporting this exciting insurer in their search for an ESG Specialist to join the growing team. This is a newly created position to support and promote the firm's ESG activities. If you have Technical knowledge and experience of ESG including policies and reporting frameworks relating to the U.K., this role could be a fit for...

JSS Financial Services are pleased to be partnering with a top financial markets and commodities focussed bank who are looking to make a key hire within their regulatory policy team. This is a high exposure, strategic position within the business. This team is renowned for top quality learning and development with fantastic progression opportunities. The...

**Policy Specialist**: - Inside IR35** **Contract Term: 3 months** **Contracting Authority: MHPRA** **Location: Hybrid - 1 day per week in Office (London)** **We are recruiting to a Principal Policy Specialist role to undertake a review of the Human Medicines Regulations (HMRs) 2012. This will be in line with our statutory responsibilities and will...

Compliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...

As the VP of Compliance at Deriv, you will assume a pivotal position in ensuring our Group's adherence to regulatory and statutory requirements across all areas of operation. Your expertise will play a key role in shaping and strengthening our compliance practices on a global scale. You will provide technical advice, undertake risk assessments, develop...