Regulatory Policy Assistant

Regulatory & Privacy Assistant - Elite US Firm - up to £55k Are you driven by the challenge of ensuring regulatory compliance and privacy in a dynamic legal environment? We are working with a leading US law firm renowned for its commitment to excellence, seeking a dedicated individual to support the Regulatory and Privacy Manager. Based in London, this...

FRTB Regulatory SME - £1,000 Per day - 12 month contract My client is a global bank based in London (role is hybrid). They are looking for a contract FRTB Regulatory SME to provide support on the various initiatives related to the FRTB regulatory book of work, including regulatory policy interpretations, response to consultations as well as SA and IMA...

FRTB Regulatory SME - £1,000 Per day - 12 month contract My client is a global bank based in London (role is hybrid). They are looking for a contract FRTB Regulatory SME to provide support on the various initiatives related to the FRTB regulatory book of work, including regulatory policy interpretations, response to consultations as well as SA and IMA...

Job Description Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition’s goal is to provide superior client services. Tradition is currently seeking to appoint a Desk Assistant to be based within the London...

Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition is currently seeking to appoint a Desk Assistant to be based within the London office. Liaise with the middle and back office to follow up any issues regarding...

Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition is currently seeking to appoint a Desk Assistant to be based within the London office. Liaise with the middle and back office to follow up any issues regarding...

Prudential Regulation Policy Specialist - Investment Banking - Analyst Level - up to £70,000 New opportunity in Reg Policy at Analyst level, working for an Investment Bank with a broad product range across commodities, derivatives, FX and fixed income. This is a newly created role which will support the Policy director in the interpretation,...

Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the...

Compliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...

Compliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...

Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank’s compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance Monitoring Programme (CMP) ...

Responsibilities: Role Purpose The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory...

Responsibilities: Role Purpose The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory...

As a Barclays BOC APAC Market Equities Vice President, you will have the opportunity to support the APAC Equities Compliance team and report directly into the Head of HK Markets and APAC Equities Compliance.This is an exciting chance to join a knowledgeable team, where you will be acting as a trusted advisor managing Compliance face-off to the Equities...

As a Barclays BOC APAC Market Equities Vice President, you will have the opportunity to support the APAC Equities Compliance team and report directly into the Head of HK Markets and APAC Equities Compliance.This is an exciting chance to join a knowledgeable team, where you will be acting as a trusted advisor managing Compliance face-off to the Equities...

I'm partnering with a global banking group supporting a number of key contract hires in the regulatory policy function, covering both the trading and banking book. We are looking for experienced contractors across the following areas: - Basel/Prudential policy - Interest Rate Risk - Wholesale Credit Risk - Counterparty Credit Risk This team is...

I'm partnering with a global banking group supporting a number of key contract hires in the regulatory policy function, covering both the trading and banking book. We are looking for experienced contractors across the following areas: - Basel/Prudential policy - Interest Rate Risk - Wholesale Credit Risk - Counterparty Credit Risk This team is...

Our client, reputable Hosing Association, invites you to take on the role of Head of Regulation and Policy. In this pivotal position, you will spearhead the development and implementation of policies to uphold consumer standards, ensure fair housing costs, and drive exceptional customer outcomes. As Head of Regulation and Policy, you will be instrumental...

Our client, reputable Hosing Association, invites you to take on the role of Head of Regulation and Policy. In this pivotal position, you will spearhead the development and implementation of policies to uphold consumer standards, ensure fair housing costs, and drive exceptional customer outcomes. As Head of Regulation and Policy, you will be instrumental...

About Our Client Renewable business. (high profile business) Job Description I am recruiting an interim Regulatory & Policy Manager for ahigh profile renewables business. (3-6 month contract)The key responsibilities of this role include the following:Maintain the team's commercial focus on regulatory and policy impacts on Hydrogen Power activities by...