Regulatory Policy VP
3 weeks ago
As the VP of Compliance at Deriv, you will assume a pivotal position in ensuring our Group's adherence to regulatory and statutory requirements across all areas of operation. Your expertise will play a key role in shaping and strengthening our compliance practices on a global scale. You will provide technical advice, undertake risk assessments, develop policies, and devise procedures to help the Group comply with relevant laws, regulations, and licensing requirements across its worldwide operations.
Guide compliance excellence: Help steer the Deriv Group business by providing comprehensive compliance guidance and ensuring a deep understanding of applicable legislation for the Group and its subsidiaries. Your insights will be instrumental in aligning our operations with regulatory standards.
Navigate regulatory changes: Stay vigilant and monitor new and proposed changes in standards, legislation, and regulatory notifications. By promptly updating internal policies and procedures, you will ensure the Group remains ahead of the compliance curve.
Mitigate compliance risks: Identify and assess potential compliance risks, strategise on effective mitigation measures, and share detailed risk reports. Your expertise will enable us to proactively address compliance and regulatory challenges, safeguarding the Group's reputation.
Create a collaborative compliance framework: Foster collaboration by liaising with Deriv Group's Head of Compliance and our Compliance teams worldwide. Through an aligned and holistic compliance framework, you will help strengthen our global compliance efforts and ensure consistency.
Engage with regulatory authorities: Act as a point of contact and build relationships with regulatory authorities and industry standards organisations as necessary. Your interactions will foster effective communication and a cooperative approach to compliance.
Develop and implement strategies for monitoring compliance and conducting audits, reviews, and action plans. By creating and revising the annual compliance work plan, you will ensure our practices efficiently align with evolving regulatory requirements.
A university degree in finance, law, risk management, banking, financial services, payments, or another relevant field
15+ years of experience in a compliance role
Deep understanding of corporate governance, anti-money laundering (AML), investment and/or payment services regulations, crypto asset regulatory frameworks and other relevant legislation
Experience in dealing with regulatory bodies
Solid understanding of legal requirements and controls
Excellent spoken and written English communication skills
Annual performance bonus
Health benefits include private medical insurance, death service benefits, health screening, dental, and vision allowance
Training and educational resources
Hybrid working environment (onsite+remote)
#
-
Regulatory Policy VP
2 weeks ago
London, United Kingdom Investigo Limited Full timeCompliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...
-
Regulatory Policy VP
1 month ago
London, United Kingdom Investigo Full timeCompliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...
-
Regulatory Policy VP
1 week ago
London, United Kingdom Michael Page (UK) Full timeOperational Risk VP required for Capital Markets Banking client based in London. The Operational Risk VP will ensure areas of coverage have sufficient guidance and support for the embedding and effective operation of the OR framework within their area of responsibility, so that across the firm there is a consistent approach to risk management practice. ...
-
Regulatory Policy VP
1 week ago
London, United Kingdom Michael Page (UK) Full timeOperational Risk VP required for Capital Markets Banking client based in London. The Operational Risk VP will ensure areas of coverage have sufficient guidance and support for the embedding and effective operation of the OR framework within their area of responsibility, so that across the firm there is a consistent approach to risk management practice. ...
-
Regulatory Policy VP
2 weeks ago
London, United Kingdom Gresham Hunt Full timeGresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are looking for a Compliance Advisory Officer to advise the front office on their...
-
Regulatory Policy VP
2 weeks ago
London, United Kingdom Gresham Hunt Full timeGresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are looking for a Compliance Advisory Officer to advise the front office on their...
-
Regulatory Policy VP
4 weeks ago
London, United Kingdom Gresham Hunt Full timeVice President Compliance Investment Banking Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are looking for a Compliance...
-
Regulatory Policy VP
4 weeks ago
London, United Kingdom Gresham Hunt Full timeVice President Compliance Investment Banking Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are looking for a Compliance...
-
Regulatory Policy VP
3 weeks ago
London, United Kingdom Gresham Hunt Full timeJob Description Vice President Compliance Investment Banking Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are looking for a...
-
Regulatory Policy VP
1 week ago
London, United Kingdom Citigroup, Inc. Full timeCorporate Treasury - Liquidity Management (VP) Corporate Treasury - Liquidity Management (VP) role is for a strategic professional who has experience of working in a Treasury function at a major bank and is keen to learn more about how a Broker-Dealer liquidity is managed. This role will lead the liquidity management responsibility for some of the key risk...
-
Regulatory Policy VP
7 days ago
London, United Kingdom Citigroup, Inc. Full timeCorporate Treasury - Liquidity Management (VP) Corporate Treasury - Liquidity Management (VP) role is for a strategic professional who has experience of working in a Treasury function at a major bank and is keen to learn more about how a Broker-Dealer liquidity is managed. This role will lead the liquidity management responsibility for some of the key risk...
-
Regulatory Policy VP
2 weeks ago
London, United Kingdom Jacobson Garner Full timeJob Description A leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. The VP Trade Surveillance Compliance Officer will play a pivotal role in ensuring...
-
Regulatory Policy VP
2 weeks ago
London, United Kingdom Jacobson Garner Full timeA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. The VP Trade Surveillance Compliance Officer will play a pivotal role in ensuring our firm adheres...
-
Regulatory Policy VP
2 weeks ago
London, United Kingdom Jacobson Garner Full timeA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. The VP Trade Surveillance Compliance Officer will play a pivotal role in ensuring our firm adheres...
-
VP, Policy and Regulatory Strategy, EMEA
7 days ago
London, United Kingdom DAOLaunch Full timeVP, Policy and Regulatory Strategy, EMEA Circle is looking to hire a VP, Policy and Regulatory Strategy, EMEA to join their team. This is a full-time position that can be done remotely anywhere in the United Kingdom or on-site in London. Circle - USDC & Web3 Services for a new financial system. Please let Circle know you found this position on...
-
VP, Policy and Regulatory Strategy, EMEA
3 weeks ago
London, United Kingdom DAOLaunch Full timeVP, Policy and Regulatory Strategy, EMEA Circle is looking to hire a VP, Policy and Regulatory Strategy, EMEA to join their team. This is a full-time position that can be done remotely anywhere in the United Kingdom or on-site in London. Circle - USDC & Web3 Services for a new financial system. Please let Circle know you found this position on...
-
VP, Policy and Regulatory Strategy, EMEA
2 weeks ago
London, United Kingdom DAOLaunch Full timeVP, Policy and Regulatory Strategy, EMEA Circle is looking to hire a VP, Policy and Regulatory Strategy, EMEA to join their team. This is a full-time position that can be done remotely anywhere in the United Kingdom or on-site in London. Circle - USDC & Web3 Services for a new financial system. Please let Circle know you found this position on...
-
Regulatory Policy VP
2 weeks ago
London, United Kingdom Deriv.com Full timeAs the VP of Compliance at Deriv, you will assume a pivotal position in ensuring our Group's adherence to regulatory and statutory requirements across all areas of operation. Your expertise will play a key role in shaping and strengthening our compliance practices on a global scale. You will provide technical advice, undertake risk assessments, develop...
-
Regulatory Policy VP
7 days ago
London, United Kingdom Citigroup Inc. Full timeCorporate Treasury - Liquidity Management (VP) role is for a strategic professional who has experience of working in a Treasury function at a major bank and is keen to learn more about how a Broker-Dealer liquidity is managed. This role will lead the liquidity management responsibility for some of the key risk drivers of the UK Broker-Dealer for Citi...
-
Regulatory Policy VP
1 week ago
London, United Kingdom Citigroup Inc. Full timeCorporate Treasury - Liquidity Management (VP) role is for a strategic professional who has experience of working in a Treasury function at a major bank and is keen to learn more about how a Broker-Dealer liquidity is managed. This role will lead the liquidity management responsibility for some of the key risk drivers of the UK Broker-Dealer for Citi...