Compliance Policy Specialist
4 weeks ago
**Join FxPro**: an international fintech company for talented **pro**fessionals. We are always on the lookout for individuals who can perform and excel in a dynamic and innovative working environment. We view each and every one of our employees as an indispensable part of the team. Join our growing international team with offices in Limassol, London, Monaco, Nassau & Dubai with 200+ FxPro employees of 22 nationalities.
We are looking for **Compliance Policy Specialist**
You will:
- Advise FxPro management on the applicable rules and regulations under which the business will operate, **and any changes which are required to be implemented.**:
- Prepare and maintain all of the policies that the companies in the group require to have in place to demonstrate adequate systems and controls
- Document all company procedures and ensuring any necessary updates are made promptly. This includes maintaining a thorough audit trail of all changes implemented.
What we are looking for:
- ** Previous experience in regulatory practice in a law firm, financial services, audit or risk.**:
- Understanding of financial markets, margin trading, **contracts for difference** and execution-only.
- Stakeholder management skills.
- Driven and results oriented.
- Able to work independently within a global and multi-cultural company.
- Outstanding communication and interpersonal skills.
- Strong verbal and written communication skills in English.
We offer:
- Excellent compensation package
- Medical and life insurance, pension scheme, gym membership
- Snacks and beverages
- Career growth and professional development
-
Compliance Distribution Specialist
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...
-
Compliance Distribution Specialist
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
-
Compliance Distribution Specialist
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Are you the right candidate for this opportunity Make sure to read the full description below.Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design,...
-
Compliance Distribution Specialist
17 hours ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Are you the right candidate for this opportunity Make sure to read the full description below.Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design,...
-
Compliance Distribution Specialist
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
-
Compliance Distribution Specialist
1 week ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support...
-
Compliance Distribution Specialist
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Compliance Distribution Specialist
3 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
-
Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Senior Compliance Officer
4 weeks ago
London, United Kingdom Compliance Professionals Full timeThey are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...
-
Deputy Head of Compliance
3 days ago
London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...
-
Deputy Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...
-
Ad Regulatory Compliance
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...
-
Compliance Monitoring Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...
-
Deputy Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Apply fast, check the full description by scrolling below to find out the full requirements for this role.THE RESPONSIBILITIES:Designated Business...
-
Deputy Head of Compliance
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory...
-
Deputy Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory...
-
Compliance Officer
4 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...