Compliance Distribution Specialist
Found in: Appcast UK C2 - 2 weeks ago
THE COMPANY:
Our client is a large international investment company, with $ trillions in AUM.
They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.
THE RESPONSIBILITIES:
- Oversee the design, implementation, execution, and maintenance of compliance policies and procedures.
- Support the development of new compliance standards.
- Serve as an advisor to the business, and interfaces regularly with business area stakeholders and internal risk and compliance partners.
- Manage regulatory visits and inspections.
- Prepare written inspection and assessment reports and provides recommendations for improvement.
- Provide guidance to mitigate compliance risks and control gaps.
- Oversee the design, implementation, execution, and maintenance of compliance policies and procedures.
- Support the development of new compliance standards.
- Identify and implement corrective action plans for resolution of problematic issues. Recommend practices to reduce potential for violations and noncompliance.
- Manage operational efficiency. Set measurable goals leveraging internal and external resources accordingly.
- Report on the results of compliance and ethics initiatives of the business.
- Follow approved investigation procedures and report on corrective actions.
- Maintain a deep knowledge and awareness of the investment industry with particular focus on multi-asset solutions.
- Stay abreast of current market, regulatory and industry relevant news. Serve as an expert on compliance related issues. Act as a liaison to regulatory agencies.
- Participate in special projects and perform other duties as assigned.
EXPERIENCE REQUIRED:
- Minimum of five years related work experience, with solid knowledge of distribution compliance
- Ability to stay on top of compliance policies and advise senior management and other stakeholders.
- Attention to detail and commitment to high quality and timely delivery.
- Ability to work with a high degree of autonomy and show initiative.
For further information please contact Duncan Jeffery
-
Compliance Distribution Specialist
Found in: Whatjobs ES C2 - 1 week ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
-
Compliance Distribution Specialist
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
-
Compliance Distribution Specialist
Found in: Talent UK 2A C2 - 2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Senior Compliance Officer
2 weeks ago
London, United Kingdom Compliance Professionals Full timeThey are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...
-
Specialist Distribution
Found in: Appcast UK C2 - 6 hours ago
London Area, United Kingdom Wyndham Hotels & Resorts Full timeSummaryThe Specialist – Distribution & Connectivity is responsible for implementing, monitoring and supporting commercial and connectivity strategies to maximise connectivity and parity performance of Wholesale, Online Travel Agency (OTA) and metasearch accounts in EMEA.Working with the wider commercial teams, the Specialist – Distribution & Connectivity...
-
Specialist Distribution
Found in: Appcast UK C C2 - 5 hours ago
London Area, United Kingdom Wyndham Hotels & Resorts Full timeSummaryThe Specialist – Distribution & Connectivity is responsible for implementing, monitoring and supporting commercial and connectivity strategies to maximise connectivity and parity performance of Wholesale, Online Travel Agency (OTA) and metasearch accounts in EMEA.Working with the wider commercial teams, the Specialist – Distribution & Connectivity...
-
Specialist Distribution
Found in: Whatjobs ES C2 - 1 day ago
London Area, United Kingdom Wyndham Hotels & Resorts Full timeSummary The Specialist – Distribution & Connectivity is responsible for implementing, monitoring and supporting commercial and connectivity strategies to maximise connectivity and parity performance of Wholesale, Online Travel Agency (OTA) and metasearch accounts in EMEA. Working with the wider commercial teams, the Specialist – Distribution &...
-
Specialist Distribution
Found in: Appcast Linkedin GBL C2 - 1 day ago
London Area, United Kingdom Wyndham Hotels & Resorts Full timeSummaryThe Specialist – Distribution & Connectivity is responsible for implementing, monitoring and supporting commercial and connectivity strategies to maximise connectivity and parity performance of Wholesale, Online Travel Agency (OTA) and metasearch accounts in EMEA.Working with the wider commercial teams, the Specialist – Distribution & Connectivity...
-
Head of Product
2 weeks ago
London, United Kingdom M&G plc Full timeAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...
-
Senior Compliance Manager, Distribution
5 days ago
London, United Kingdom eFinancialCareers Full timeAt M&G our purpose is **to **help people manage and grow their savings and investments, responsibly.** As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clientsand identifying new opportunities to make a positive impact for our environment and communities. To help us...
-
Marketing and Distribution Compliance Associate
2 weeks ago
London, United Kingdom eFinancialCareers Full timeYou will be: Review marketing materials, due diligence responses, investor communications and other fundraising and reporting related materials across various investment strategies from a legal, regulatory and compliance perspective. Review and advise on retail fund marketing and distribution related matters. Assist in maintaining internal policies and...
-
Compliance Specialist
Found in: Appcast UK C2 - 3 weeks ago
London Area, United Kingdom Lutine Bell Full timeThe Compliance Specialist will work across all areas of the Investment Platform business providing regulatory advice and guidance to the business, regularly corresponding with key stakeholders, internal risk and compliance. You will be a key provider of regulatory advice and help deliver against the UK and European strategy. Furthermore, you will support the...
-
Compliance Specialist
Found in: Whatjobs ES C2 - 1 week ago
London Area, United Kingdom Lutine Bell Full timeThe Compliance Specialist will work across all areas of the Investment Platform business providing regulatory advice and guidance to the business, regularly corresponding with key stakeholders, internal risk and compliance. You will be a key provider of regulatory advice and help deliver against the UK and European strategy. Furthermore, you will support...
-
Compliance Specialist
Found in: Appcast Linkedin GBL C2 - 3 weeks ago
London Area, United Kingdom Lutine Bell Full timeThe Compliance Specialist will work across all areas of the Investment Platform business providing regulatory advice and guidance to the business, regularly corresponding with key stakeholders, internal risk and compliance. You will be a key provider of regulatory advice and help deliver against the UK and European strategy. Furthermore, you will support the...
-
Compliance Specialist
Found in: Appcast UK C C2 - 3 weeks ago
London Area, United Kingdom Lutine Bell Full timeThe Compliance Specialist will work across all areas of the Investment Platform business providing regulatory advice and guidance to the business, regularly corresponding with key stakeholders, internal risk and compliance. You will be a key provider of regulatory advice and help deliver against the UK and European strategy. Furthermore, you will support the...
-
Compliance Specialist
3 weeks ago
London, United Kingdom Miryco Consultants Ltd Full timeMiryco Consultants are working with an global leading asset manager to hire a Compliance Specialist to join their ambitious team. This is an exciting opportunity for a high performing individual with experience in the investment industry and strong understanding of product distribution compliance. Represent Compliance in project-specific PRD meetings. ...
-
Specialist Distribution
2 days ago
London, United Kingdom Wyndham Hotels & Resorts Full timeSummary The Specialist – Distribution & Connectivity is responsible for implementing, monitoring and supporting commercial and connectivity strategies to maximise connectivity and parity performance of Wholesale, Online Travel Agency (OTA) and metasearch accounts in EMEA. Working with the wider commercial teams, the Specialist – Distribution &...
-
Specialist Distribution
Found in: Jooble UK C2 - 1 day ago
London, United Kingdom Wyndham Hotels & Resorts Full timeSummary The Specialist – Distribution & Connectivity is responsible for implementing, monitoring and supporting commercial and connectivity strategies to maximise connectivity and parity performance of Wholesale, Online Travel Agency (OTA) and metasearch accounts in EMEA. Working with the wider commercial teams, the Specialist – Distribution &...
-
Specialist Distribution
Found in: Talent UK 2A C2 - 1 day ago
London, United Kingdom Wyndham Hotels & Resorts Full timeSummaryThe Specialist – Distribution & Connectivity is responsible for implementing, monitoring and supporting commercial and connectivity strategies to maximise connectivity and parity performance of Wholesale, Online Travel Agency (OTA) and metasearch accounts in EMEA.Working with the wider commercial teams, the Specialist – Distribution & Connectivity...
-
Continuous Improvement Specialist
Found in: Appcast UK C2 - 6 hours ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you an expert Continuous Improvement Specialist?Are you passionate about Financial Crime?Are you eager for an exciting new challenge?Our client – an International Law Firm – is seeking an experienced Continuous Improvement Specialist to join their Risk & Compliance department. This is an exciting opportunity to put your mark on a renowned...