Compliance Specialist

4 weeks ago


London Area, United Kingdom Lutine Bell Full time

The Compliance Specialist will work across all areas of the Investment Platform business providing regulatory advice and guidance to the business, regularly corresponding with key stakeholders, internal risk and compliance.


You will be a key provider of regulatory advice and help deliver against the UK and European strategy.


Furthermore, you will support the development of new compliance standards, manage regulatory visits, oversee the design and execution of policies.


You will need a minimum of five years experience within a financial services compliance function.

Investment Management / Platform experience highly desirable.



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