Compliance Specialist
4 weeks ago
The Compliance Specialist will work across all areas of the Investment Platform business providing regulatory advice and guidance to the business, regularly corresponding with key stakeholders, internal risk and compliance.
You will be a key provider of regulatory advice and help deliver against the UK and European strategy.
Furthermore, you will support the development of new compliance standards, manage regulatory visits, oversee the design and execution of policies.
You will need a minimum of five years experience within a financial services compliance function.
Investment Management / Platform experience highly desirable.
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Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
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Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
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Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
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Compliance Distribution Specialist
3 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
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Compliance Distribution Specialist
1 month ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...
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Compliance Distribution Specialist
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
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Compliance Distribution Specialist
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Are you the right candidate for this opportunity Make sure to read the full description below.Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design,...
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Compliance Distribution Specialist
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Are you the right candidate for this opportunity Make sure to read the full description below.Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design,...
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Compliance Distribution Specialist
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
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Compliance Distribution Specialist
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
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Compliance Distribution Specialist
1 week ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support...
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Compliance Distribution Specialist
1 day ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures....
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Risk and Compliance Lawyer
6 days ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Risk and Compliance Lawyer
6 days ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Risk and Compliance Lawyer
6 days ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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Risk and Compliance Lawyer
6 days ago
Manchester Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Manchester (with...
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Risk and Compliance Lawyer
6 days ago
Manchester Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Manchester (with...
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Risk and Compliance Lawyer
6 days ago
Manchester Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Manchester (with...
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Ad Regulatory Compliance
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...
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Continuous Improvement Specialist
2 weeks ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeAre you an expert Continuous Improvement Specialist?Are you passionate about Financial Crime?Are you eager for an exciting new challenge?Our client – an International Law Firm – is seeking an experienced Continuous Improvement Specialist to join their Risk & Compliance department. This is an exciting opportunity to put your mark on a renowned...