Compliance Monitoring Officer

We are seeking a Compliance Monitoring Specialist for a prominent financial institution. This position entails overseeing customer interactions conducted by team members and evaluating them against established standards, as well as addressing and resolving customer grievances.Key Qualifications for Compliance Monitoring Specialists:Familiarity with Financial...

Job Overview: We are seeking a highly skilled and detail-oriented Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our company operates in accordance with all applicable laws, regulations, and internal policies. You will play a crucial role in maintaining the integrity of our operations and safeguarding...

Duties: - Develop and implement compliance policies and procedures - Conduct internal audits to assess adherence to regulations - Monitor and report on compliance issues - Collaborate with departments to ensure alignment with regulations - Provide guidance on compliance matters to staff members - Keep abreast of regulatory developments and industry best...

**Salary is up to £26,000 p.a. + £500 bonus per month**: - **Free Parking**: - **Hybrid working** **JOB DESCRIPTION**: - Proactively monitor and review regulatory developments on a weekly basis, making initial assessments and producing summaries. - Provide technical advice and guidance on compliance matters. - Maintain a detailed regulatory change road...

Job SummaryThe Compliance Coordinator will play a crucial role in maintaining and monitoring the Integrated Management System, ensuring compliance with ISO 9001, ISO 14001, ISO 45001, ISO 27001, and relevant regulations or legislations.Key ResponsibilitiesInput data and maintain core IMS databases such as Document Control, Audits, Management Reviews,...

Job SummaryThe Compliance Coordinator will play a crucial role in maintaining and monitoring the Integrated Management System, ensuring compliance with ISO 9001, ISO 14001, ISO 45001, ISO 27001, and relevant regulations or legislations.This position will oversee the internal document control, internal audit programs, and non-conformance management to support...

Working hours: 35 hours per week, Monday to FridayDuration: Permanent  Location: Newcastle (office based initially before moving to hybrid working of 3 days a week in the office) About the role Lycetts Insurance Brokers, who are proudly part of Benefact Group, are looking for a Compliance Officer to join our Newcastle office. As a Compliance...

**Application Deadline** - Ongoing**Department** - Risk & Compliance**Employment Type** - Permanent**Location** - Newcastle Upon Tyne**Reporting To** - Compliance**We are seeking an exceptional Compliance Officer to join our Risk & Compliance team on a global scale. We’re on the lookout for someone who is not only passionate but also brimming with...

Our client, a successful financial services firm, is seeking a Compliance Monitoring Officer to join their team on a permanent basis at Clayton Davies Ltd.Key Responsibilities:The Compliance Monitoring Officer will support the Compliance function in delivering the following requirements:Assisting the Compliance Director in ensuring the appropriateness of the...

Our client, a successful financial services firm, is seeking a Compliance Monitoring Officer to join their team on a permanent basis at Clayton Davies Ltd.Key Responsibilities:The Compliance Monitoring Officer will support the Compliance function in delivering the following requirements:Assisting the Compliance Director in ensuring the appropriateness of the...

Job Summary:We are seeking a highly motivated and detail-oriented Environmental Compliance Officer to join our team at Kingdom Services Group Ltd. As an Environmental Compliance Officer, you will play a critical role in monitoring and enforcing environmental issues, anti-social behaviour, and relevant legislation.Key Responsibilities:Conduct regular patrols...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

About Kingdom Services Group LtdKingdom Services Group Ltd is a leading provider of environmental services to local authorities, dedicated to combating environmental crime and promoting a cleaner, safer, and greener community.Job PurposeThe Environmental Compliance Officer will play a crucial role in assisting the local authority and Kingdom in monitoring...

About Kingdom Services Group LtdKingdom Services Group Ltd is a leading provider of environmental services to local authorities, dedicated to combating environmental crime and promoting a cleaner, safer, and greener community.Job PurposeThe Environmental Compliance Officer will play a crucial role in assisting the local authority and Kingdom in monitoring...

As the International Compliance Officer at NCG you will play a pivotal role in maintaining the organisation's Student sponsor licence through diligent immigration compliance activities. Your responsibilities will encompass ensuring adherence to UKVI's sponsor guidance and immigration rules, monitoring and optimizing Basic Compliance Assessment (BCA) metrics,...

**About us**: SFG20 is the industry standard for building maintenance. Providing services and pioneering technologies that empower people to create and sustain safer buildings. Our mission is to make buildings better using our standard, software and expertise. Our vision is to become the leading authority for built environment maintenance that protects and...

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors. We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded. By using technology to...

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors. We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded. By using technology to...

Due to continued growth, we are currently recruiting for a Compliance Assistant to join our office team. As a Compliance Assistant, you role will involve working with relevant managers to ensure compliance across our company fleet and workforce. **Duties to include**: - Compliance for the entire fleet and all drivers - Monitoring vehicles to ensure that...