Compliance Officer

2 weeks ago


Newcastle upon Tyne, United Kingdom Schools Mutual Services Full time

Job Overview: We are seeking a highly skilled and detail-oriented Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our company operates in accordance with all applicable laws, regulations, and internal policies. You will play a crucial role in maintaining the integrity of our operations and safeguarding our reputation.

**Duties**:

- Conduct internal audits to assess compliance with regulatory requirements and internal policies
- Develop and implement compliance management systems and procedures
- Monitor and analyze regulatory changes to ensure ongoing compliance
- Prepare and submit regulatory reports to relevant authorities
- Collaborate with various departments to identify compliance risks and develop mitigation strategies
- Provide training and guidance to employees on compliance-related matters - Investigate and resolve compliance issues or violations
- Stay up-to-date on industry best practices and emerging trends in compliance Experience: - Bachelor's degree in Business, Finance, or a related field (Master's degree preferred)
- Proven experience working in a compliance role within the banking or financial services industry - Strong knowledge of regulatory requirements and reporting obligations - Excellent analytical skills with the ability to interpret complex regulations
- Exceptional attention to detail and accuracy
- Strong communication skills, both written and verbal
- Ability to work independently and collaboratively in a fast-paced environment

**Benefits**:

- Company pension
- Private medical insurance
- Work from home

Schedule:

- Monday to Friday
- No weekends

Supplemental pay types:

- Bonus scheme
- Commission pay
- Performance bonus
- Tips
- Yearly bonus

**Education**:

- Diploma of Higher Education (preferred)

Work Location: In person


  • Compliance Officer

    1 week ago


    Newcastle Upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

  • Compliance Officer

    1 week ago


    Newcastle upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance Officer Newcastle Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. ...

  • Compliance Officer

    1 week ago


    Newcastle upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

  • Compliance Officer

    7 days ago


    Newcastle Upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance Officer Newcastle Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Role...

  • Compliance Officer

    7 days ago


    Newcastle Upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

  • Compliance Officer

    7 days ago


    Newcastle upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance Officer Newcastle Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. ...

  • Compliance Officer

    23 hours ago


    Newcastle upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Job Description Compliance Officer Newcastle Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will...

  • Compliance Officer

    7 days ago


    Newcastle Upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

  • Compliance Officer

    4 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Newcastle University Full time

    We are a world class research-intensive university. We deliver teaching and learning of the highest quality. We play a leading role in economic, social and cultural development of the North East of England. Attracting and retaining high-calibre people is fundamental to our continued success.The RoleNewcastle University is seeking a highly motivated Student...

  • Compliance Officer

    4 weeks ago


    Newcastle upon Tyne, United Kingdom Newcastle University Full time

    **Salary**: £29,605 to £30,487 with progression to £32,982 per annum Newcastle University is a great place to work, with excellent benefits. We have a generous holiday package; plus the opportunity to buy more, great pension schemes and a number of health and wellbeing initiatives to support you. **Closing Date**: 28 April 2024 The Role Newcastle...


  • Newcastle upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance Officer Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Ensure...


  • Newcastle upon Tyne, United Kingdom IDEX Consulting Ltd Full time

    Compliance Officer Salary £31,000 + Bonus Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Ensure...

  • Compliance Officer

    2 weeks ago


    Newcastle Upon Tyne, United Kingdom Meraki Talent Ltd Full time

    Compliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back office...

  • Compliance Officer

    2 weeks ago


    Newcastle upon Tyne, United Kingdom meraki talent ltd Full time

    Compliance Officer/File CheckerWant to apply Read all the information about this position below, then hit the apply button.PermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory...

  • Compliance Officer

    1 day ago


    Newcastle upon Tyne, United Kingdom meraki talent ltd Full time

    Compliance Officer/File CheckerWant to apply Read all the information about this position below, then hit the apply button.PermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory...

  • Compliance Officer

    2 weeks ago


    Newcastle upon Tyne, United Kingdom Meraki Talent Ltd Full time

    Compliance Officer/File Checker Permanent Newcastle Competitive Salary As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers. Responsibilities: Ensure client files are in compliance with regulatory standards and internal policies Files submitted and checked via in house back...

  • Compliance Officer

    2 weeks ago


    Newcastle upon Tyne, United Kingdom Meraki Talent Ltd Full time

    Compliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back office...

  • Compliance Officer

    23 hours ago


    Newcastle upon Tyne, United Kingdom Meraki Talent Ltd Full time

    Job Description Compliance Officer/File Checker Permanent Newcastle Competitive Salary As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers. Responsibilities: Ensure client files are in compliance with regulatory standards and internal policies Files submitted and checked via...

  • Compliance Officer

    2 weeks ago


    Newcastle Upon Tyne, United Kingdom Meraki Talent Ltd Full time

    Compliance Officer/File Checker Permanent Newcastle Competitive Salary As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers. Responsibilities: Ensure client files are in compliance with regulatory standards and internal policies Files submitted and checked via in house back office...

  • Compliance Officer

    2 weeks ago


    Newcastle Upon Tyne, United Kingdom Meraki Talent Ltd Full time

    Compliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back office...