Compliance Officer

Job Overview: We are seeking a highly skilled and detail-oriented Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our company operates in accordance with all applicable laws, regulations, and internal policies. You will play a crucial role in maintaining the integrity of our operations and safeguarding...

Duties: - Develop and implement compliance policies and procedures - Conduct internal audits to assess adherence to regulations - Monitor and report on compliance issues - Collaborate with departments to ensure alignment with regulations - Provide guidance on compliance matters to staff members - Keep abreast of regulatory developments and industry best...

**Application Deadline** - Ongoing**Department** - Risk & Compliance**Employment Type** - Permanent**Location** - Newcastle Upon Tyne**Reporting To** - Compliance**We are seeking an exceptional Compliance Officer to join our Risk & Compliance team on a global scale. We’re on the lookout for someone who is not only passionate but also brimming with...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

Working hours: 35 hours per week, Monday to FridayDuration: Permanent  Location: Newcastle (office based initially before moving to hybrid working of 3 days a week in the office) About the role Lycetts Insurance Brokers, who are proudly part of Benefact Group, are looking for a Compliance Officer to join our Newcastle office. As a Compliance...

**About us**: SFG20 is the industry standard for building maintenance. Providing services and pioneering technologies that empower people to create and sustain safer buildings. Our mission is to make buildings better using our standard, software and expertise. Our vision is to become the leading authority for built environment maintenance that protects and...

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors. We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded. By using technology to...

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors. We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded. By using technology to...

Position Overview:Professional Technical Ltd is seeking a qualified Construction Compliance Officer to join our team. This role is essential for ensuring adherence to building regulations and maintaining high standards in construction projects.Key Responsibilities:As a Construction Compliance Officer, your primary duties will include:Conducting thorough...

Practice Group / Department: Risk & Compliance - Newcastle **Job Description**: We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutions with a full business law service. As well as the relevant skills and experience, we're looking for...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

Compliance Monitoring Specialist - Wealth Management (Remote)Are you passionate about ensuring strong corporate governance and supporting sustainable growth? We are seeking a skilled Compliance Monitoring Specialist to join a dedicated team within a leading wealth management and financial planning group. This role plays a critical part in maintaining an...

**Duties & Responsibilities** - Provide support to the team with compliance related questions, issues, or concerns - Develop and maintain policies and procedures to ensure compliance with laws and regulations - Prepare reports on compliance issues - Maintain records of issues or nonconforming products or shipments - Keep track of resources needed to address...

Job Summary:We are seeking a highly motivated and detail-oriented Environmental Compliance Officer to join our team at Kingdom Services Group Ltd. As an Environmental Compliance Officer, you will play a critical role in monitoring and enforcing environmental issues, anti-social behaviour, and relevant legislation.Key Responsibilities:Conduct regular patrols...

As the International Compliance Officer at NCG you will play a pivotal role in maintaining the organisation's Student sponsor licence through diligent immigration compliance activities. Your responsibilities will encompass ensuring adherence to UKVI's sponsor guidance and immigration rules, monitoring and optimizing Basic Compliance Assessment (BCA) metrics,...

The Vacancy The Data Protection Compliance Officer will perform key tasks in relation to data protection, and support NCG in complying with data protection legislation. The main responsibilities of this role include responding to subject right requests, supporting the Data Protection Team in demonstrating NCG’s compliance with the ICO’s...

**Details**: **Reference number**: - 347534**Salary**: - £23,847**Job grade**: - Administrative Officer**Contract type**: - Fixed term**Length of employment**: - Up to 12 months**Business area**: - DVSA - Enforcement**Type of role**: - Administration / Corporate Support - Operational Delivery**Working pattern**: - Flexible working, Full-time, Job...

We are on the lookout for an experienced Compliance and Data Protection Officer to join our fantastic legal team at our Mayborn HQ in Newcastle upon Tyne!This will be an exciting opportunity for someone who wants experience within a global organisation as this role will cover all corporate compliance in all of our markets. This includes product compliance...

We are on the lookout for an experienced Compliance and Data Protection Officer to join our fantastic legal team at our Mayborn HQ in Newcastle upon Tyne!This will be an exciting opportunity for someone who wants experience within a global organisation as this role will cover all corporate compliance in all of our markets. This includes product compliance...