International Compliance Officer

Job Overview: We are seeking a highly skilled and detail-oriented Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our company operates in accordance with all applicable laws, regulations, and internal policies. You will play a crucial role in maintaining the integrity of our operations and safeguarding...

Duties: - Develop and implement compliance policies and procedures - Conduct internal audits to assess adherence to regulations - Monitor and report on compliance issues - Collaborate with departments to ensure alignment with regulations - Provide guidance on compliance matters to staff members - Keep abreast of regulatory developments and industry best...

**Salary is up to £26,000 p.a. + £500 bonus per month**: - **Free Parking**: - **Hybrid working** **JOB DESCRIPTION**: - Proactively monitor and review regulatory developments on a weekly basis, making initial assessments and producing summaries. - Provide technical advice and guidance on compliance matters. - Maintain a detailed regulatory change road...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

**About us**: SFG20 is the industry standard for building maintenance. Providing services and pioneering technologies that empower people to create and sustain safer buildings. Our mission is to make buildings better using our standard, software and expertise. Our vision is to become the leading authority for built environment maintenance that protects and...

**Application Deadline** - Ongoing**Department** - Risk & Compliance**Employment Type** - Permanent**Location** - Newcastle Upon Tyne**Reporting To** - Compliance**We are seeking an exceptional Compliance Officer to join our Risk & Compliance team on a global scale. We’re on the lookout for someone who is not only passionate but also brimming with...

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors. We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded. By using technology to...

True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK's Financial Advisors. We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded. By using technology to...

Working hours: 35 hours per week, Monday to FridayDuration: Permanent  Location: Newcastle (office based initially before moving to hybrid working of 3 days a week in the office) About the role Lycetts Insurance Brokers, who are proudly part of Benefact Group, are looking for a Compliance Officer to join our Newcastle office. As a Compliance...

The role:As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by financial advisers.About you:Desired skills/qualities are below:Strong communication skills, both verbal and writtenDipPFS Level 4 qualification in Financial Advice required (partial completion of appropriate qualifications will also be...

**Duties & Responsibilities** - Provide support to the team with compliance related questions, issues, or concerns - Develop and maintain policies and procedures to ensure compliance with laws and regulations - Prepare reports on compliance issues - Maintain records of issues or nonconforming products or shipments - Keep track of resources needed to address...

Compliance Monitoring Specialist - Wealth Management (Remote)Are you passionate about ensuring strong corporate governance and supporting sustainable growth? We are seeking a skilled Compliance Monitoring Specialist to join a dedicated team within a leading wealth management and financial planning group. This role plays a critical part in maintaining an...

We are on the lookout for an experienced Compliance and Data Protection Officer to join our fantastic legal team at our Mayborn HQ in Newcastle upon Tyne!This will be an exciting opportunity for someone who wants experience within a global organisation as this role will cover all corporate compliance in all of our markets. This includes product compliance...

We are on the lookout for an experienced Compliance and Data Protection Officer to join our fantastic legal team at our Mayborn HQ in Newcastle upon Tyne!This will be an exciting opportunity for someone who wants experience within a global organisation as this role will cover all corporate compliance in all of our markets. This includes product compliance...

Position Overview:Professional Technical Ltd is seeking a qualified Construction Compliance Officer to join our team. This role is essential for ensuring adherence to building regulations and maintaining high standards in construction projects.Key Responsibilities:As a Construction Compliance Officer, your primary duties will include:Conducting thorough...

The Role The Compliance Coordinator will maintain and monitor the Integrated Management System, ensuring compliance with ISO 9001, ISO 14001, ISO 45001, ISO 27001 and any relevant regulations or legislations. The coordinator will oversee the internal document control, internal audit programs and non-conformance management to support the compliance...

Practice Group / Department: Risk & Compliance - Newcastle **Job Description**: We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutions with a full business law service. As well as the relevant skills and experience, we're looking for...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: Office: London or Newcastle Department: Compliance Consulting - operational due...

Office: London or Newcastle Department: Compliance Consulting - operational due diligence team Reports to: Principal Consultant within Compliance Consulting team **Responsibilities (how we will measure success)** The Compliance Consultant will work on conducting operational due diligence reviews for our portfolio of clients, primarily in the asset...