We have other current jobs related to this field that you can find below

  • Regulatory Controls Analyst

    2 weeks ago

    London, Greater London, United Kingdom Taylor James Resourcing Limited Full time

    Job OverviewPosition: Controls and Operations TesterContract Type: 6 month contractSalary: Up to £45,000This role presents an exceptional opportunity for an individual with substantial professional experience in a controls, regulatory, or audit capacity. Familiarity with Sarbanes Oxley and Solvency II regulations will be advantageous.The successful...

  • Regulatory Controls Specialist

    2 weeks ago

    London, Greater London, United Kingdom Taylor James Resourcing Limited Full time

    Job OverviewPosition: Controls and Operations TesterContract Type: 6 month contractSalary: Up to £45,000This role presents a remarkable opportunity for individuals with substantial experience in controls, regulatory compliance, or audit functions. Candidates should possess a foundational understanding of Sarbanes-Oxley and Solvency II regulations.The...

  • Regulatory Controls Specialist

    2 weeks ago

    London, Greater London, United Kingdom Taylor James Resourcing Limited Full time

    Job OverviewPosition: Controls and Operations TesterContract Type: 6 month contractSalary: Up to £45,000This role presents a remarkable opportunity for an individual with substantial experience in a controls, regulatory, or audit capacity. Familiarity with compliance frameworks such as Sarbanes Oxley and Solvency II will be advantageous.The successful...

  • Regulatory Controls Analyst

    2 weeks ago

    London, Greater London, United Kingdom Taylor James Resourcing Limited Full time

    Job OverviewPosition: Controls and Operations TesterContract Type: 6 month contractSalary: Up to £45,000This role presents a remarkable opportunity for an individual with substantial experience in a controls, regulatory, or audit capacity. A solid understanding of Sarbanes Oxley and Solvency II regulations will be advantageous.The selected candidate will...

  • Regulatory Borderline Specialist

    2 weeks ago

    London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full time

    Position OverviewThe Medicines and Healthcare Products Regulatory Agency is in search of a Regulatory Borderline Specialist to contribute to the Authorisation Lifecycle subgroup within the Healthcare Quality & Access division.This is a full-time role on a 12-month Fixed Term basis, primarily located in London. Please note that this position is restricted to...

  • Controllers, Regulatory Controller, Senior Associate/ Vice President, London

    2 months ago

    London, Greater London, United Kingdom Goldman Sachs Full time

    OUR IMPACT Regulatory Controllers Regulatory Engagement - Prudential Regulation Authority (PRA) Relationship The PRA is a UK Financial Services regulatory body, responsible for the prudential regulation and supe rvision of banks, building societies, insurers, and other major investment firms. It sets standards and supervises financial institutions at...

  • Regulatory Compliance Analyst

    2 weeks ago

    London, Greater London, United Kingdom Norton Blake Full time

    Job OverviewThe position involvesDelivering regulatory knowledge to assist our clients in achieving comprehensive regulatory traceability and compliance assurance through our innovative and scalable regulatory mapping platform.Key ResponsibilitiesConduct expert reviews of the outputs generated by our clients' automated regulatory mapping platform.Participate...

  • Regulatory Compliance Analyst

    2 weeks ago

    London, Greater London, United Kingdom Norton Blake Full time

    Job OverviewThe position involves providing specialized regulatory knowledge to assist clients in achieving comprehensive regulatory traceability and compliance assurance through our innovative regulatory mapping platform.Key ResponsibilitiesConduct expert evaluations of the outputs generated by our clients' automated regulatory mapping platform.Participate...

  • Regulatory Compliance Analyst

    2 weeks ago

    London, Greater London, United Kingdom Norton Blake Full time

    Job OverviewThe position entails providing regulatory insights to assist clients in achieving comprehensive regulatory traceability and compliance assurance through our innovative and scalable regulatory mapping solution.Key ResponsibilitiesConduct expert evaluations of the outputs generated by our clients' automated regulatory mapping systems.Participate in...

  • Regulatory Compliance Analyst

    2 weeks ago

    London, Greater London, United Kingdom Norton Blake Full time

    Job OverviewThe position involves providing specialized regulatory knowledge to assist clients in achieving comprehensive regulatory traceability and compliance assurance through our innovative and scalable regulatory mapping solution.Key ResponsibilitiesConduct expert reviews of the outputs generated by the automated regulatory mapping solution utilized by...

  • Regulatory Compliance Analyst

    2 weeks ago

    London, Greater London, United Kingdom Norton Blake Full time

    Job OverviewThe position involves leveraging regulatory knowledge to assist clients in achieving comprehensive regulatory compliance and traceability through our innovative regulatory mapping platform.Key ResponsibilitiesConduct expert reviews of the outcomes generated by our clients' automated regulatory mapping systems.Participate in the continuous design,...

  • Regulatory Compliance Analyst

    2 weeks ago

    London, Greater London, United Kingdom Norton Blake Full time

    Job OverviewThe position involves leveraging regulatory knowledge to assist clients in achieving comprehensive regulatory compliance and traceability through our innovative regulatory mapping solution.Key ResponsibilitiesConduct expert evaluations of the outputs generated by our clients' automated regulatory mapping systems.Engage in the continuous design,...

  • Regulatory Reporting Director

    2 months ago

    London, Greater London, United Kingdom Citigroup Full time

    The Director of Regulatory Reporting role is responsible for the strategy, oversight, governance, and execution of regulatory reporting within Global Credit Risk Management Services (CRMS). This includes developing robust controls, aligning policy, processes, and procedures, and leveraging - or adopting - technology to improve the overall risk control...

  • Regulatory Consultant

    1 month ago

    London, Greater London, United Kingdom twentyAI Full time

    twentyAI are partnered with an exciting challenger bank who are looking to ramp up their regulatory capabilities. We're looking for a senior regulatory consultant to work with the business on regulatory reporting.Key Details: Up to £750 Outside IR35, 6 Months, Remote Key Skills: Regulatory reporting, FINREP, Basel 3, Regulatory Returns, Axiom The Project...

  • Regulatory Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Société Générale Assurances Full time

    Regulatory Compliance OfficerLocation: London, United KingdomContract: PermanentDepartment: ComplianceKey Responsibilities:The Regulatory Compliance Officer plays a crucial role in ensuring adherence to legal standards and managing the organization's reputation. This includes:Establishing and executing compliance frameworksDeveloping procedures for managing...

  • Regulatory Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Société Générale Assurances Full time

    Regulatory Compliance OfficerLocation: London, United KingdomContract: PermanentDepartment: ComplianceKey Responsibilities:The Regulatory Compliance Officer plays a crucial role in ensuring adherence to legal standards and managing the organization's reputation. Key responsibilities include:Establishing and executing compliance frameworksDeveloping...

  • Regulatory Reporting Director

    2 months ago

    London, Greater London, United Kingdom Citigroup Full time

    The Director of Regulatory Reporting role is responsible for the strategy, oversight, governance, and execution of regulatory reporting within Global Credit Risk Management Services (CRMS). This includes developing robust controls, aligning policy, processes, and procedures, and leveraging - or adopting - technology to improve the overall risk control...

  • Regulatory Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Société Générale Assurances Full time

    Regulatory Compliance OfficerLocation: London, United KingdomContract: PermanentDepartment: ComplianceKey Responsibilities:The Regulatory Compliance Officer plays a crucial role in safeguarding the organization against regulatory breaches and managing potential reputational threats. This position entails:Establishing and executing compliance...

  • Regulatory Risk Reporting

    1 month ago

    London, Greater London, United Kingdom 144780-Payments Us Full time

    UK Regulatory Finance is a high profile function, providing financial information to the Prudential Regulation Authority ("PRA"), Financial Conduct Authority ("FCA") and the Bank of England. This is a service-orientated business comprised of specialized individuals with knowledge and expertise in understanding, managing and delivering financial information...

  • Regulatory Reporting Senior Associate

    2 months ago

    London, Greater London, United Kingdom Impax Asset Management Group Full time

    The Regulatory Reporting Senior Associate is responsible for mandatory regulatory reporting on behalf of the Impax Group, in its various regulated jurisdictions. The role will establish a robust oversight and control environment to satisfy regulatory reporting expectations. Finally, the role will be responsible for assessing the impact of relevant regulatory...

Regulatory Controller

2 months ago

London, Greater London, United Kingdom NatWest Group Full time

Join us as a Regulatory Controller

  • This is an opportunity for a driven and dedicated leader to join a fast-paced role in a team responsible for the development and delivery of regulatory reporting outcomes
  • You'll oversee the team control environment to ensure that regulatory outcomes are delivered in a controlled manner that complies with the bank's and Finance's Risk & Control framework
  • Hone your existing management and relationship building skills, and gain recognition for your work across the bank
What you'll do

In this key role, you'll ensure that the team external disclosure and reporting requirements are delivered for regulatory outcomes making sure that any ad hoc analysis and reporting requests are completed to a high standard, including supporting internal monthly franchise and legal entity regulatory reporting.

You'll also be leading the production of the required regulatory transformations in compliance with the regulatory rulebooks as well as leading the preparation of reports and submissions required by regulators, investors or internal stakeholders, while developing and maintaining strong internal and external stakeholder relationships.

Additionally, you'll be:

  • Using technology to drive improvements and innovation across the team to optimise the production processes, creating additional capacity and supporting the business in reducing the cost base
  • Measuring and monitoring team performance against stakeholder expectations of quality, accuracy and timeliness
  • Using innovative solutions to lead across the team to reduce End User Developed Applications, improving the control framework, and supporting the implementation of strategic reporting platforms
  • Identifying and leading the implementation of initiatives and innovative solutions to streamline reporting and drive efficiencies through others, in line with the bank's and Finance's simplification priority
The skills you'll need

We're looking for someone with an MBA, CFA or FRM with post qualification experience in the financial services industry. You'll have experience of risk and regulatory reporting concepts including liquidity risk, counterparty credit and market risk.

We'll also expect you to have:

  • An understanding of the bank's data model, including an awareness of source and regulatory reporting systems
  • The ability to work effectively and supervise colleagues with a range of skillsets in a fast-changing environment with a strong customer focus
  • An understanding of current and future data interrogation tools and reporting solutions
  • Experience of managing and leading a team with multiple responsibilities, influencing at managerial level and maintaining ongoing relationships with senior stakeholders