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Regulatory Compliance Officer

2 months ago

London, Greater London, United Kingdom Société Générale Assurances Full time

Regulatory Compliance Officer

  • Location: London, United Kingdom
  • Contract: Permanent
  • Department: Compliance

Key Responsibilities:

The Regulatory Compliance Officer plays a crucial role in ensuring adherence to legal standards and managing the organization's reputation. This includes:

  • Establishing and executing compliance frameworks
  • Developing procedures for managing compliance risks
  • Educating staff on compliance practices
  • Monitoring and assessing compliance risks
  • Overseeing compliance risk management and controls
  • Interacting with regulatory bodies
  • Documenting and tracking compliance incidents

The Compliance Controls team serves as the secondary line of defense, concentrating on Regulatory and Financial Crime Compliance risks. The position involves reviewing Wholesale Banking operations to confirm alignment with risk and control protocols.

Core Objectives:

  • Support the creation and execution of the annual control strategy
  • Monitor and address compliance recommendations
  • Collaborate with essential stakeholders
  • Implement findings from audits and regulatory assessments

Detailed Responsibilities:

  • Formulation of the annual control strategy
  • Execution of review plans and reporting
  • Collaboration with stakeholders
  • Coordination with auditors and regulatory agencies
  • Maintain up-to-date knowledge of relevant regulations
  • Guide and mentor new team members

Required Profile:

Essential Competencies:

Proficiency in wholesale banking and financial services regulations, along with skills in negotiation, presentation, report composition, analytical thinking, time management, and leadership are essential for this position.

Why Choose Us:

We foster a collaborative workplace where commitment and effort are recognized. Be part of an environment where you can contribute significantly and advance your professional journey.