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Regulatory Compliance Officer

2 months ago

London, Greater London, United Kingdom Société Générale Assurances Full time

Regulatory Compliance Officer

  • Location: London, United Kingdom
  • Contract: Permanent
  • Department: Compliance

Key Responsibilities:

The Regulatory Compliance Officer plays a crucial role in safeguarding the organization against regulatory breaches and managing potential reputational threats. This position entails:

  • Establishing and executing compliance protocols
  • Formulating strategies for compliance risk assessment
  • Educating staff on compliance standards
  • Evaluating and monitoring compliance vulnerabilities
  • Overseeing compliance risk mitigation and governance
  • Collaborating with regulatory bodies
  • Documenting and tracking compliance incidents

The Compliance Controls division functions as the secondary line of defense, concentrating on Regulatory and Financial Crime Compliance challenges. The position includes conducting evaluations of Wholesale Banking operations to verify adherence to risk and control standards.

Core Objectives:

  • Support the formulation and execution of the annual control strategy
  • Monitor and address compliance recommendations
  • Collaborate with essential stakeholders
  • Execute audit and regulatory suggestions

Detailed Responsibilities:

  • Creation of the annual control strategy
  • Execution of review plans and reporting
  • Collaboration with stakeholders
  • Interaction with auditors and regulatory authorities
  • Maintain up-to-date knowledge of compliance regulations
  • Guide and mentor new team members

Required Profile:

Essential Competencies:

Proficiency in wholesale banking and financial services regulations, along with skills in negotiation, presentation, report composition, analytical thinking, time management, and leadership are essential for this role.

Why Consider This Opportunity:

We provide a supportive environment where diligence and commitment are recognized. This role offers the chance to make a significant contribution while advancing your professional journey.