We have other current jobs related to this field that you can find below

  • Business Intelligence Analyst

    3 days ago

    London, Greater London, United Kingdom With Intelligence Full time

    Business Intelligence AnalystWe are seeking a skilled and motivated Business Intelligence Analyst to join our Enterprise Applications team at With Intelligence.The Enterprise Applications team runs our critical internal applications, providing governance, ensuring alignment with business processes, and facilitating improvement as the business continues to...

  • Head of IT Audit and Compliance

    2 weeks ago

    London, Greater London, United Kingdom Director File Full time

    Position Summary We are looking for an experienced leader to join our growing technology risk assurance team at the Director level. This esteemed global firm is on the lookout for a professional who can guide the strategic direction and implementation of their IT Audit programs, especially for their suite of External Audits within the financial services...

  • Head of IT Audit and Compliance Strategy

    2 weeks ago

    London, Greater London, United Kingdom Director File Full time

    Position Summary We are in search of an experienced leader to join our growing technology risk assurance team at the Director level. This esteemed global firm is looking for a professional who can guide the strategic direction and implementation of their IT Audit programs, particularly focusing on their portfolio of External Audits within the financial...

  • Senior Intelligence Analyst

    1 week ago

    London, Greater London, United Kingdom With Intelligence Full time

    About the Role We are seeking a highly motivated and analytical Senior Intelligence Analyst to join our growing team at With Intelligence. In this role, you will play a crucial part in providing exclusive editorial, research, data, and events for senior executives within the asset management industry. Your Responsibilities Conduct in-depth research and...

  • Lead IT Audit and Compliance Strategist

    2 weeks ago

    London, Greater London, United Kingdom Director File Full time

    Position Overview We are seeking a seasoned professional to join our expanding technology risk assurance team at the Director level. This prestigious global organization is in search of an individual who can steer the strategic vision and execution of their IT Audit initiatives, with a particular emphasis on their portfolio of External Audits within the...

  • Business Intelligence Analyst

    3 days ago

    London, Greater London, United Kingdom With Intelligence Full time

    About the RoleWe are seeking a skilled Business Analyst to join our Enterprise Applications team at With Intelligence. As a Business Analyst, you will work closely with stakeholders to gather and document business requirements, analyze data, and provide insights to drive business decisions and process improvements.Key ResponsibilitiesCollaborate with...

  • Compliance Director

    21 hours ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a seasoned professional to play a key role in shaping our regulatory strategy as a Compliance Manager at Compliance Professionals.Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion...

  • Market Intelligence Associate Analyst

    2 weeks ago

    London, Greater London, United Kingdom OFGEM Full time

    Position OverviewAre you enthusiastic about the energy industry and committed to enhancing consumer protection and market integrity? As a Market Intelligence Associate Analyst at Ofgem, you will be instrumental in tracking and reporting on competition and consumer protection metrics, while evaluating the effects of retail energy policies and regulations.This...

  • Business Intelligence Analyst

    3 days ago

    London, Greater London, United Kingdom With Intelligence Full time

    About the RoleWe are seeking a skilled Business Analyst to join our Enterprise Applications team at With Intelligence. As a Business Analyst, you will work closely with stakeholders to gather and document business requirements, analyze data, and provide insights to drive business decisions and process improvements.Key ResponsibilitiesGather and Document...

  • Senior Manager of IT Audit and Compliance Initiatives

    2 weeks ago

    London, Greater London, United Kingdom Director File Full time

    Position Overview We are seeking a seasoned professional to join our expanding technology risk assurance division at the Director level. This prestigious global organization is in need of an expert who can steer the strategic vision and execution of their IT Audit initiatives, with a particular emphasis on their portfolio of External Audits within the...

  • Lead Partnerships Growth in EMEA

    1 week ago

    London, Greater London, United Kingdom With Intelligence Full time

    About With Intelligence With Intelligence is a leading provider of business intelligence, data, and events for the global asset management industry. We empower our clients to make informed decisions quickly and confidently through our comprehensive portfolio of products and services. The Opportunity: Partnerships Director - EMEA We are seeking a dynamic...

  • Graduate Trainee Compliance Advisor

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    GRADUATE TRAINEE COMPLIANCE ADVISOR £25K Remote (UK Wide) Ref: 4046D2 We are pleased to announce an exclusive opportunity for a Graduate Trainee Compliance Advisor to join a small, welcoming consulting firm. This role involves direct reporting to the Directors and encompasses a variety of responsibilities, including:Preparing and submitting regulatory...

  • Graduate Trainee Compliance Advisor

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    GRADUATE TRAINEE COMPLIANCE ADVISOR £25K Remote (UK) Ref: 4046D2 We are delighted to present an exclusive opportunity for a Graduate Trainee Compliance Advisor to join a welcoming and specialized consulting firm. This role involves direct reporting to the Directors and encompasses a variety of responsibilities, including:Preparing and submitting regulatory...

  • Market Intelligence Analyst

    1 week ago

    London, Greater London, United Kingdom Energy Aspects Full time

    Energy Aspects is seeking a highly motivated and analytical Market Intelligence Analyst to join our growing team. In this role, you will play a crucial part in providing insightful analysis of energy markets to our global clientele. As a Market Intelligence Analyst, you will be responsible for: Conducting thorough research and analysis of energy market...

  • Business Intelligence Director

    3 days ago

    London, Greater London, United Kingdom Assembly Full time

    About the RoleWe are seeking a highly skilled Business Intelligence Director to join our team at Assembly. As a key member of our Data, Technology & Business Consulting discipline, you will be responsible for consolidating technical knowledge to develop consistent processes across the agency.The Business Intelligence function is responsible for managing data...

  • Compliance Director

    3 days ago

    London, Greater London, United Kingdom UnitedHealth Group Full time

    About the Role:The Compliance Director will be responsible for monitoring changes to laws and regulations to ensure adherence to all relevant legal and regulatory requirements, including licenses, certifications, accreditations, and mandates. This role is vital in implementing best practices across UnitedHealth Group affiliated companies in the UK and...

  • Regulatory Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...

  • Regulatory Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...

  • Strategic Account Director

    1 week ago

    London, Greater London, United Kingdom Raytheon Technologies Full time

    Raytheon Technologies seeks a driven and experienced Strategic Account Director to lead our engagement with key stakeholders in the UK's Security Services and Defence Intelligence/Defence Digital sectors. This role demands a strategic thinker who can cultivate high-level relationships, drive business growth, and spearhead capture efforts for cutting-edge...

  • Director of Finance

    2 months ago

    London, Greater London, United Kingdom BOROUGH MARKET Full time

    Director of FinanceWe are delighted to be advertising a Director of Finance role at Borough Market. This is a superb opportunity at London's historic food market, where you will be overseeing a property portfolio of £98million and a turnover in excess of £8 million.Working closely with the Chief Executive and senior stakeholders and managing a team of...

Compliance Director- Market Intelligence

2 months ago

London, Greater London, United Kingdom S&P Global Full time

About the Role:

Grade Level (for internal use):

13

About the Role:

Compliance Director – S&P Global Market Intelligence Division

The Team:

The Compliance team dedicated to the S&P Global Market Intelligence division serves in an advisory capacity to the organization on the design and execution of strategy, making risk–based decisions, and evaluating opportunities while ensuring adherence to S&P Global's policies and procedures.

The Role: The successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program for S&P Global Market Intelligence. The role involves a range of activities, including providing: (i) compliance advisory services, (ii) education & training, (iii) reporting to compliance management on compliance developments, and (iv) participating in reviews, investigations, and other compliance monitoring activities.

Besides technical knowledge and experience in the operation of compliance programs, the ideal candidate should have the ability to build strong relationships (within the Division, across Legal & Compliance, and other key control functions), be collaborative and a team player, have excellent communication skills, and the ability to maintain a realistic balance among multiple priorities.

This role will report directly to the Head of Compliance for the S&P Global Market Intelligence Division.

Impact and Responsibilities:

Impact

  • This role provides an opportunity to make a significant and visible contribution to the divisional compliance team where the individual can develop a strong expertise around the compliance control function.
  • Learning and development opportunities to learn new skillsets, broaden understanding of Compliance, and take ownership/leadership of initiatives.
  • Exposure to the S&P Global Market Intelligence senior leadership team and the opportunity to gain insights on compliance matters that impact the current business landscape.
  • Ability to shape the compliance program and have an impact in driving the program across the firm.

Responsibilities:

  • Partner with business leaders to provide fit-for-purpose compliance support and advice to the Division.
  • Set strategic priorities with the Head of Compliance for the Division to identify areas of focus and identify metrics for evaluating performance of relevant controls.
  • Collaborate with divisional functions to implement relevant compliance policies and procedures, fostering a culture of adherence to applicable rules and regulations.
  • Direct the conduct of and lead compliance-related internal investigations (or the compliance-related aspects of any wider internal investigations) of potential policy breaches, including preparing memoranda and reports of reviews conducted, conclusions, and required actions.
  • Identify potential areas of compliance vulnerability and risk; implement corrective action and provide general guidance on how to avoid or deal with similar situations in the future.
  • Review and approve content intended for external parties to ensure compliance with internal policies & procedures.
  • Advise business units on the maintenance of their policies and procedures with focus on current compliance framework as reference point.
  • Work with the team to evaluate, integrate, and automate reporting and metrics to highlight key insights into compliance efforts.
  • Collaborate with other Divisions to share best practices and ensure valuable information sharing.
  • Serve as manager and mentor, helping to train and develop junior staff.
  • Lead or participate in compliance-related projects and initiatives, as well as providing guidance on business initiatives.

Compensation/Benefits Information: (This section is only applicable to US candidates)

S&P Global states that the anticipated base salary range for this position is $143,244 to $251,511 USD. Final base salary for this role will be based on the individual's geographic location, as well as experience level, skill set, training, licenses and certifications.

In addition to base compensation, this role is eligible for an annual incentive plan. This role is not eligible for additional compensation such as an annual incentive bonus or sales commission plan.

This role is eligible to receive additional S&P Global benefits. For more information on the benefits we provide to our employees, please click here ) .

What We're Looking For:

Basic Required Qualifications:

  • 10+ years of proven experience in a compliance role within Compliance Officer, or regulatory affairs, internal audit, or legal departments, or operations or a combination thereof, in a global financial institution can be considered.
  • Demonstrated ability to develop compliance strategies and solutions in complex environments.
  • Independent, self-starter and problem-solver capable of working without close supervision or daily guidance; diligent and attentive to details; able to prioritize tasks and work well under pressure.
  • Competencies to translate compliance concepts into practical applications of day-to-day operations.
  • Highly skilled in influencing and communications, capable of addressing complex matters with senior stakeholders.
  • Ability to work harmoniously with teams across regions and time zones.
  • Aptitude to establish an inspiring team culture with a sense of belonging and purpose based on a common set of values and behaviors.

Additional Preferred Qualifications:

  • Bachelor's degree in business, accounting, law or other finance related discipline; advanced degree such as JD/MBA highly preferred.
  • Exceptional public speaking and written communication abilities, complete with strategic influencing acumen — must be clear and concise.

Right to Work Requirements:

This role is limited to persons with indefinite right to work in the United States.

Return to Work:

Have you taken time out for caring responsibilities and are now looking to return to work? As part of our Return to Work initiative, Restart, we are encouraging enthusiastic and talented returners to apply, and will actively support your return to the workplace.

What's In It For You?

Our Purpose:

Progress is not a self-starter. It requires a catalyst to be set in motion. Information, imagination, people, technology–the right combination can unlock possibility and change the world.

Our world is in transition and getting more complex by the day. We push past expected observations and seek out new levels of understanding so that we can help companies, governments and individuals make an impact on tomorrow. At S&P Global we transform data into Essential Intelligence, pinpointing risks and opening possibilities. We Accelerate Progress.

Our People:

We're more than 35,000 strong worldwide—so we're able to understand nuances while having a broad perspective. Our team is driven by curiosity and a shared belief that Essential Intelligence can help build a more prosperous future for us all.

From finding new ways to measure sustainability to analyzing energy transition across the supply chain to building workflow solutions that make it easy to tap into insight and apply it. We are changing the way people see things and empowering them to make an impact on the world we live in. We're committed to a more equitable future and to helping our customers find new, sustainable ways of doing business. We're constantly seeking new solutions that have progress in mind. Join us and help create the critical insights that truly make a difference.

Our Values:

Integrity, Discovery, Partnership

At S&P Global, we focus on Powering Global Markets. Throughout our history, the world's leading organizations have relied on us for the Essential Intelligence they need to make confident decisions about the road ahead. We start with a foundation of integrity in all we do, bring a spirit of discovery to our work, and collaborate in close partnership with each other and our customers to achieve shared goals.

Benefits:

We take care of you, so you can take care of business. We care about our people. That's why we provide everything you—and your career—need to thrive at S&P Global.

Our benefits include:

  • Health & Wellness: Health care coverage designed for the mind and body.
  • Flexible Downtime: Generous time off helps keep you energized for your time on.
  • Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills.
  • Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing education program with a company-matched student loan contribution, and financial wellness programs.
  • Family Friendly Perks: It's not just about you. S&P Global has perks for your partners and little ones, too, with some best-in class benefits for families.
  • Beyond the Basics: From retail discounts to referral incentive awards—small perks can make a big difference.

For more information on benefits by country visit:

Diversity, Equity, and Inclusion at S&P Global:

At S&P Global, we believe diversity fuels creative insights, equity unlocks opportunity, and inclusion drives growth and innovation – Powering Global Markets. Our commitment centers on our global workforce, ensuring that our people are empowered to bring their whole selves to work. It doesn't stop there, we strive to better reflect and serve the communities in which we live and work, and advocate for greater opportunity for all.


Equal Opportunity Employer

S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment.

If you need an accommodation during the application process due to a disability, please send an email to: and your request will be forwarded to the appropriate person.

US Candidates Only: The EEO is the Law Poster describes discrimination protections under federal law.


202 - Middle Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories-United States of America), RSKMGT Middle Professional Tier II (EEO Job Group)

Job ID: 304174

Posted On:

Location: New York, New York, United States