Compliance Officer

Are you a qualified lawyer with a passion for compliance?nDo you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

THE COMPANY:nOur client is an international bank, with offices based in the City. They specialise in both private and retail banking.THE RESPONSIBILITIES:nRespond and promptly treat client requests, queries, and enquiries. Unresolved requests by COB should be duly escalated daily.nGeneral Administrative support on client onboarding and retention, Account...

Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team.The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic...

A great opportunity to join a growing Energy and Oil Brokerage and Clearing House as a Senior Compliance Officer.We are a growing energy brokerage firm dedicated to providing innovative solutions for our clients in the dynamic and ever-evolving energy market. As we continue to grow, we are seeking a highly motivated and detail-oriented Compliance Officer to...

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications.Key Responsibilities:Operational Compliance ManagementImplement and...

Lutine Bell are currently supporting a leading Wealth Manager looking to appoint a Compliance Officer. The role reports directly into the Head of Compliance and will help the individual grow their exposure to compliance with a view to taking on more responsibility as opportunities arise.Responsibilities :Breach investigation as well as recording and...

Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This role is initially a FTC with the view to be made perm after.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy...

PurposeHelp develop Lockton's response to emerging regulatory risk and developments in the regulatory landscape. Contribute to Compliance's assurance activities that ensure the business has the procedures, skills and tools it needs to deliver services and meet its strategic objectives. To help develop and maintain adequate policies and procedures to ensure...

Compliance Officer, Regulatory Change - LondonCompany Overview:nOur client is an active, global investment manager who have a focus on both fixed income and equity markets. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and...

Onboarding and Compliance OfficernLiverpool StreetnHybrid working (After 6 month probation)nUp to £35,000My client, a growing, international contract recruitment business is looking for an Onboarding and Compliance officer to join their team.The ideal candidate will have experience working within a compliance function in the recruitment sector and have...

I am working with an important name in the investment management market who have often been seen as the market leader in their space. They are looking for a senior compliance hire to join the London based team.nThis person ideally would have extensive experience in core compliance tasks and particular PA Dealing.Key Skills:n8+ years of Compliance...

Join a Leading Private Bank as a Compliance Monitoring OfficerFRENCH OR GERMAN LANGUAGE SKILLS REQUIREDAbout the Firm:Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized services. They are searching for a Compliance Monitoring Officer to work in either their London or Manchester office...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London officeResponsibilities:nManage the regulatory risk profile of the business and operations, including providing...

We are working with an ambitious, entrepreneurial and growing Life insurance company that is looking for a Compliance Manager to join their London office. Applications from suitably qualified candidates are also welcome for the company's office in Swansea.Specifically, they are interested in speaking to candidates with a minimum of 3 years' experience in a...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance.This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm's compliance with applicable laws and...

Head of ComplianceAn exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in managing the...

Our client - an international law firm - is seeking aSenior Conflicts Lawyerto join their growing team in London. This is an exciting opportunity to work closely with the firm's senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with legal...

The Commodities Compliance Officer will be responsible for ensuring compliance with all regulatory requirements and internal policies related to our metals trading activities. This role demands a professional with in-depth knowledge of base metals compliance, while also considering candidates with experience in precious metals.Key...

Legal & Compliance AnalystPosition: Permanent, full-timenSalary: Competitive + Bonus + BenefitsnLocation: London, UKnReporting to: Chief Legal & Compliance DirectornDirect Reports: N/AnWFH:3 Days office-basednDirect Reports: N/AThe RoleThis is a newly created appointment to support the legal and compliance function of a busy privately owned investment...

We are currently partnered with a global, Financial Services brokerage firm who, due to continued growth, are looking to add a Senior Compliance Manager to their existing UK Compliance function.This role will have a true generalist nature to it, so will require an individual comfortable working in an agile team and managing multiple workstreams:Key...