Senior Compliance Manager

THE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

THE COMPANY:Our client is a leading global investment manager, with £billions in AUM.THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

Are you a qualified lawyer with a passion for compliance?nDo you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

Senior Compliance Manager London Insurance MarketYour dutiesEnsure compliance with all applicable regulatory regimes.nIdentify and advise upon potential sanctions issues.nKeep up to date with regulatory developments and communications.nMaintain accurate and up-to-date records of trading partner relationships.nAdvise upon licensing...

Our client - an international law firm - is seeking aSenior Conflicts Lawyerto join their growing team in London. This is an exciting opportunity to work closely with the firm's senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with legal...

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as aSenior Compliance Manager.You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities.Who are they?They are a global financial services group operating in 34 markets and with 54...

My Client, an International Fund Manager, are looking for a Compliance Manager to join their team of 4 in London. The role will largely be focussed on guideline monitoring while taking on ad-hoc generalist compliance responsibilities including pa dealing and thematic monitoring.The role will offer the opportunity to work closely with the senior members of...

Overview:nVantage is seeking a seasoned Compliance personnel to oversee our compliance operations. This role involves a strategic approach to regulatory compliance across multiple jurisdictions, including FCA, ASIC, etc. While experience in the FX and CFD industry is a bonus, we are primarily looking for a candidate with robust compliance knowledge and...

BettingJobsis working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team.Responsibilities:nEnsure regulatory compliance and adherence to relevant authorities' requirements.nStay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed.nEstablish and...

Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd's MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate.Key Responsibilities:Support the delivery of the compliance plan including advisory, monitoring, reporting...

Digital Asset Exchange and FinProm Consultancyn£60k - £70knLiverpool Street (5 days per week in the office)* This is an office based role, you must be able to commute to and work in the City of London as a norm***Compliance Senior Associate (Financial Promotions) – reporting to Head of RegulationThis role will be part of our Financial Promotions team and...

Role Overview:nThe CASS Compliance Manager will be responsible for ensuring that the firm adheres to the FCA's Client Assets Sourcebook (CASS) regulations. This role demands a professional with significant experience in managing and overseeing client assets, ensuring full compliance with regulatory requirements, and safeguarding the firm's reputation.Key...

THE COMPANYBritannia Global Markets is a dynamic, fast-growing organisation that operates a full-service execution and clearing brokerage business covering Exchange Traded Derivatives, Cash Equities and Fixed Income, CFD's, Foreign Exchange, Repos and Structured Finance.Britannia Global Markets is part of the Britannia Financial Group a member of the London...

New Compliance Manager (Lloyd's) opportunity working for a top performing specialty insurer. Reporting into the Head of Compliance, you will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Establishing the structure for Regulatory Risk Assessments and undertaking the assessments where...

Our client is a leading Global Real Estate Investment Manager who are expanding and are looking for an experienced Compliance Manager to join the team in London.This is an exciting opportunity for someone who is at manager level or looking for their next step up into a manager role within the buy side.Requirements:Proven experience working in a compliance...

Lutine Bell is supporting a personal lines Insurer who is looking to appoint a Group Head of Risk and Compliance (SMF16), ideally motor insurance experience to lead the team.You will report directly to the CFO and you will be responsible for ensuring their compliance framework is fit for purpose.Requirements for this role as follows;nIn depth understanding...

I am working with an important name in the investment management market who have often been seen as the market leader in their space. They are looking for a senior compliance hire to join the London based team.nThis person ideally would have extensive experience in core compliance tasks and particular PA Dealing.Key Skills:n8+ years of Compliance...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...

We are working with an ambitious, entrepreneurial and growing Life insurance company that is looking for a Compliance Manager to join their London office. Applications from suitably qualified candidates are also welcome for the company's office in Swansea.Specifically, they are interested in speaking to candidates with a minimum of 3 years' experience in a...

We are currently seeking a talented individual to join an international bank as the UK Head of Compliance (SMF16). This crucial role will involve reporting directly to the C-Suite and requires previous experience in interacting with regulators, particularly the FCA.Managing the UK Compliance teamEstablishing and nurturing relationships with both internal and...