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Head of UK Compliance
3 months ago
We are currently seeking a talented individual to join an international bank as the UK Head of Compliance (SMF16). This crucial role will involve reporting directly to the C-Suite and requires previous experience in interacting with regulators, particularly the FCA.
- Managing the UK Compliance team
- Establishing and nurturing relationships with both internal and external stakeholders, including regulators and senior management
- Ensuring the implementation of a strong conduct and compliance framework to meet the company's regulatory responsibilities
- Supervising direct reports and conducting annual appraisals and reviews
Essential Skills and Qualifications:
- Over 15 years of experience in a compliance role within a wholesale bank
- Demonstrated people management skills
- Thorough knowledge of FCA regulatory guidelines