Compliance Manager

THE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

THE COMPANY:Our client is a leading global investment manager, with £billions in AUM.THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

New Compliance Manager (Lloyd's) opportunity working for a top performing specialty insurer. Reporting into the Head of Compliance, you will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Establishing the structure for Regulatory Risk Assessments and undertaking the assessments where...

My Client, an International Fund Manager, are looking for a Compliance Manager to join their team of 4 in London. The role will largely be focussed on guideline monitoring while taking on ad-hoc generalist compliance responsibilities including pa dealing and thematic monitoring.The role will offer the opportunity to work closely with the senior members of...

BettingJobsis working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team.Responsibilities:nEnsure regulatory compliance and adherence to relevant authorities' requirements.nStay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed.nEstablish and...

Our client is a leading Global Real Estate Investment Manager who are expanding and are looking for an experienced Compliance Manager to join the team in London.This is an exciting opportunity for someone who is at manager level or looking for their next step up into a manager role within the buy side.Requirements:Proven experience working in a compliance...

We are working with an ambitious, entrepreneurial and growing Life insurance company that is looking for a Compliance Manager to join their London office. Applications from suitably qualified candidates are also welcome for the company's office in Swansea.Specifically, they are interested in speaking to candidates with a minimum of 3 years' experience in a...

THE COMPANYBritannia Global Markets is a dynamic, fast-growing organisation that operates a full-service execution and clearing brokerage business covering Exchange Traded Derivatives, Cash Equities and Fixed Income, CFD's, Foreign Exchange, Repos and Structured Finance.Britannia Global Markets is part of the Britannia Financial Group a member of the London...

Role Overview:nThe CASS Compliance Manager will be responsible for ensuring that the firm adheres to the FCA's Client Assets Sourcebook (CASS) regulations. This role demands a professional with significant experience in managing and overseeing client assets, ensuring full compliance with regulatory requirements, and safeguarding the firm's reputation.Key...

Do you have experience working in an accounting or legal firm?nDo you have strong knowledge of AML regulations?nDo you have experience leading and managing team members?A leading UK accountancy firm is looking for an experienced AML Manager to run their newly founded client onboarding team and oversee the firm's policies and procedures relative to AML. In...

Senior Compliance Manager London Insurance MarketYour dutiesEnsure compliance with all applicable regulatory regimes.nIdentify and advise upon potential sanctions issues.nKeep up to date with regulatory developments and communications.nMaintain accurate and up-to-date records of trading partner relationships.nAdvise upon licensing...

We are currently partnered with a global, Financial Services brokerage firm who, due to continued growth, are looking to add a Senior Compliance Manager to their existing UK Compliance function.This role will have a true generalist nature to it, so will require an individual comfortable working in an agile team and managing multiple workstreams:Key...

THE COMPANY:nOur client is an international bank, with offices based in the City. They specialise in both private and retail banking.THE RESPONSIBILITIES:nRespond and promptly treat client requests, queries, and enquiries. Unresolved requests by COB should be duly escalated daily.nGeneral Administrative support on client onboarding and retention, Account...

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as aSenior Compliance Manager.You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities.Who are they?They are a global financial services group operating in 34 markets and with 54...

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications.Key Responsibilities:Operational Compliance ManagementImplement and...

Head of ComplianceAn exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in managing the...

Our client - an international law firm - is seeking aSenior Conflicts Lawyerto join their growing team in London. This is an exciting opportunity to work closely with the firm's senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with legal...

Join a Leading Private Bank as a Compliance Monitoring OfficerFRENCH OR GERMAN LANGUAGE SKILLS REQUIREDAbout the Firm:Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized services. They are searching for a Compliance Monitoring Officer to work in either their London or Manchester office...

Wealth Management Company - Join Our Team! We are looking for a detail-oriented individual to fill the role of Compliance Assistant at our asset and wealth management firm in the vibrant city of London. As part of the team, you will report directly to our knowledgeable Head of Compliance, who is dedicated to helping you grow and develop in your...

Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team.The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic...