Head of Compliance

THE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

We are currently seeking a talented individual to join an international bank as the UK Head of Compliance (SMF16). This crucial role will involve reporting directly to the C-Suite and requires previous experience in interacting with regulators, particularly the FCA.Managing the UK Compliance teamEstablishing and nurturing relationships with both internal and...

This is the first dedicated compliance hire at a burgeoning UK hedge fundKey responsibilities will include :Report into the CCOnOversee all matters of regulatory compliancenMonitor and assess regulatory developmentsnScope to build teamnProviding regulatory advicePlease note that there is no requirement to assume the SM16Candidates must have excellent...

Lutine Bell are currently supporting a leading Wealth Manager looking to appoint a Compliance Officer. The role reports directly into the Head of Compliance and will help the individual grow their exposure to compliance with a view to taking on more responsibility as opportunities arise.Responsibilities :Breach investigation as well as recording and...

THE COMPANY:nOur client is an international bank, with offices based in the City. They specialise in both private and retail banking.THE RESPONSIBILITIES:nRespond and promptly treat client requests, queries, and enquiries. Unresolved requests by COB should be duly escalated daily.nGeneral Administrative support on client onboarding and retention, Account...

Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This role is initially a FTC with the view to be made perm after.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy...

Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team.The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic...

Wealth Management Company - Join Our Team! We are looking for a detail-oriented individual to fill the role of Compliance Assistant at our asset and wealth management firm in the vibrant city of London. As part of the team, you will report directly to our knowledgeable Head of Compliance, who is dedicated to helping you grow and develop in your...

We have a great opportunity for aCompliance AML Specialistto join our Compliance teamninLondon or Lisbon (depending on which country you live in) .We offer a dynamic, challenging, international working environment, and provide development and growth opportunities to support you in your career with us.This position will have the following geographical...

New Compliance Manager (Lloyd's) opportunity working for a top performing specialty insurer. Reporting into the Head of Compliance, you will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework.Key Responsibilities:Establishing the structure for Regulatory Risk Assessments and undertaking the assessments where...

Lutine Bell is supporting a personal lines Insurer who is looking to appoint a Group Head of Risk and Compliance (SMF16), ideally motor insurance experience to lead the team.You will report directly to the CFO and you will be responsible for ensuring their compliance framework is fit for purpose.Requirements for this role as follows;nIn depth understanding...

PurposeHelp develop Lockton's response to emerging regulatory risk and developments in the regulatory landscape. Contribute to Compliance's assurance activities that ensure the business has the procedures, skills and tools it needs to deliver services and meet its strategic objectives. To help develop and maintain adequate policies and procedures to ensure...

Do you have experience working in an accounting or legal firm?nDo you have strong knowledge of AML regulations?nDo you have experience leading and managing team members?A leading UK accountancy firm is looking for an experienced AML Manager to run their newly founded client onboarding team and oversee the firm's policies and procedures relative to AML. In...

Eames is partnering with a London Market Lloyd's Syndicate who are looking for a Company Secretary and Compliance Assistant.The Individual will be working closely with the Assistant Company Secretary for Secretary matters and will report into the Head of Compliance.Core Responsibilities:nAttend meetings and take minutes.nPrepare Board and Committee meetings...

THE COMPANYBritannia Global Markets is a dynamic, fast-growing organisation that operates a full-service execution and clearing brokerage business covering Exchange Traded Derivatives, Cash Equities and Fixed Income, CFD's, Foreign Exchange, Repos and Structured Finance.Britannia Global Markets is part of the Britannia Financial Group a member of the London...

Meraki Talent are working with an exciting Fintech client in London looking for a Compliance Monitoring Associate to join their growing Compliance function.Key responsibilities include but are not limited to:nUndertake regular compliance monitoring in accordance with the annual Compliance Monitoring PlannIdentify any gaps or weaknesses in the Plan and...

Legal & Compliance AnalystPosition: Permanent, full-timenSalary: Competitive + Bonus + BenefitsnLocation: London, UKnReporting to: Chief Legal & Compliance DirectornDirect Reports: N/AnWFH:3 Days office-basednDirect Reports: N/AThe RoleThis is a newly created appointment to support the legal and compliance function of a busy privately owned investment...

Digital Asset Exchange and FinProm Consultancyn£60k - £70knLiverpool Street (5 days per week in the office)* This is an office based role, you must be able to commute to and work in the City of London as a norm***Compliance Senior Associate (Financial Promotions) – reporting to Head of RegulationThis role will be part of our Financial Promotions team and...

Job Title: Head of AI GovernancenLocation: London, United KingdomJob Summary:We are seeking a highly skilled and experienced individual to join an organisation in London as the Head of AI Governance. As the Head of AI Governance, you will be responsible for developing and implementing a robust framework to ensure responsible and ethical use of artificial...

Who We ArenAt The Aventum Group, we're not one for following the usual rules. We work hard at being different and that very much extends to how we look after our people. Because for us, they're not just people. They're part of the family. A family that dreams big and always works together to make insurance better. For everyone.We offer our employees a unique...