Legal & Compliance Analyst
2 weeks ago
Position:
Permanent, full-timenSalary: Competitive + Bonus + BenefitsnLocation: London, UKnReporting to: Chief Legal & Compliance Directorn
Direct Reports:
N/An
WFH:
3 Days office-basedn
Direct Reports:
N/A
The Role
This is a newly created appointment to support the legal and compliance function of a busy privately owned investment manager.
The ideal candidate will be an Analyst with experience in legal administration and compliance procedures who is interested in working in a broad dynamic role.
This opportunity offers great exposure to working collaboratively in a small team to achieve business objectives. There is an attractive package on offer, beautiful high-spec offices within an established organisation.Responsibilities
Assist with drafting and reviewing legal documents such as contracts, memorandums and agreements, liaising with various third parties and senior managementnWork across all departments, ensuring compliance with applicable processes and regulations issued by regulatory bodies and best practicesnWork with the Head of Legal & Compliance to ensure policies and procedures are updated in line with current legislation and best practicenDrafting Partnership AgreementsnReorganising the corporate structure with the closing of entitiesnResponsibility for Companies Act compliance, including Companies House filings as well as overseeing overseas statutory and regulatory compliance and filings as appropriatenMaintaining company records including Statutory Books and RegistersnSupport the maintenance of Personal Holdings data and filesnAssist team in drafting and submitting regulatory filingsnAssist with answering queries from all departments
Essential Skills & Experience
Previous experience in an investment management firm ideally, or experience within a financial service or a law firm covering a wide variety of dutiesnPrevious experience supporting compliance is essential for this rolenCompany secretarial administration skills would be beneficial for this rolenKnowledge and awareness of laws, regulations, and legal procedures within a small asset management firmnDemonstrated skills in legal research and document draftingnAccuracy and attention to detailnOrganised and ability to work methodically to tight deadlinesnExcellent communication skills, both verbal and writtennHigh level of discretion, understands the importance of confidential and sensitive informationnSelf-motivated and able to use own initiativenAbility to work in a small team and get involved in a hands-on capacity
Our ambition is simple – to do our best for our people, clients and communities.nWe are determined to make a positive difference at work and beyond - this starts with hiring the best talent without consideration of race, religion, colour, national origin, age, gender, sexual orientation, marital status or disability.
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