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Compliance Officer

3 months ago

Camden Area, Greater London, United Kingdom DSR Global Full time

Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.

This role is initially a FTC with the view to be made perm after.

This candidate MUST HAVE previous/current Banking experience in the UK.


Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal and regulatory requirements related to regulatory and Financial Crime (FC) CompliancenOversight of the Quality Assurance framework (Financial Crime) .nBecoming an SME within this area of specialty assisting the Compliance and Business teams to maintain the framework to a high standard.nEnsuring that payment flows and Requests For Information (RFI's from the business units) are monitored and analysed so that responses are provided in a timely fashion and are proactive in our assessment of payment flows so that we are aware of issues before they become apparent to our clearers.nAssist with the Financial Crime framework by executing reviews independently.nCompleting reports and providing MI that is reported into the UKnAssist in drafting, editing, enhancing existing and new policies and procedures.nAssist in executing Financial Crime Thematic reviews (within the Private Banking and Corporate and Institutional Banking business teams).nAssist and provide cover for all regulatory reporting and internal reporting to Head Office.

Providing input for Financial Crime submissions to LCC, BRC, FCA and PRA