Compliance Associate

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES: Managing Code of Ethics classification and queries of all staff Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

**THE COMPANY**: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. **THE RESPONSIBILITIES**: - Performing, supporting & enhancing monitoring and surveillance activities. - Managing, supporting and...

**THE COMPANY**: Our client is an award-winning investment management firm based in London. **THE RESPONSIBILITIES**: - Completion of daily and other periodic Compliance tasks; - Proving regulatory advice to the business - including transaction-specific and general Compliance guidance; - Work with business areas and other compliance team members to...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will play a crucial role in ensuring the effective delivery of the annual compliance monitoring programme.Compliance Monitoring...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will play a crucial role in ensuring the effective delivery of the annual compliance monitoring programme.Compliance Monitoring...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

THE COMPANY: Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations. THE RESPONSIBILITIES: Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team. Provide clear and consistent technical advice and guidance to...

Compliance Officer – FX London, UKSalary: Up to £50,000Are you a driven compliance professional with a passion for the fast-evolving world of FX? Are you ready to take the next step in your career with a dynamic and growing company? I am seeking a motivated and detail-oriented Compliance Associate to join a London-based team. This is an excellent...

Compliance Officer – FX London, UK Salary: Up to £50,000 Are you a driven compliance professional with a passion for the fast-evolving world of FX? Are you ready to take the next step in your career with a dynamic and growing company? I am seeking a motivated and detail-oriented Compliance Associate to join a London-based team. This is an excellent...

Compliance Officer – FX London, UKSalary: Up to £50,000Are you a driven compliance professional with a passion for the fast-evolving world of FX? Are you ready to take the next step in your career with a dynamic and growing company? I am seeking a motivated and detail-oriented Compliance Associate to join a London-based team. This is an excellent...

About the Company: Are you passionate about financial services compliance and seeking a new opportunity in London? We are currently hiring for a Compliance Associate to join a thriving Compliance Consultancy based in London.About the Role: This collaborative role offers an attractive salary of up to £30,000 and an excellent benefits package, including a...

About the Company: Are you passionate about financial services compliance and seeking a new opportunity in London? We are currently hiring for a Compliance Associate to join a thriving Compliance Consultancy based in London. About the Role: This collaborative role offers an attractive salary of up to £30,000 and an excellent benefits package, including a...

About the Company: Are you passionate about financial services compliance and seeking a new opportunity in London? We are currently hiring for a Compliance Associate to join a thriving Compliance Consultancy based in London.About the Role: This collaborative role offers an attractive salary of up to £30,000 and an excellent benefits package, including a...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...