Compliance Associate – EXCLUSIVE

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES: Managing Code of Ethics classification and queries of all staff Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

THE COMPANY: Interested in this role You can find all the relevant information in the description below.Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES: Managing Code of Ethics classification and queries of all staff Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES: Managing Code of Ethics classification and queries of all staff Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

THE COMPANY: The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below.Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and...

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

THE COMPANY: Our client is a specialist, investment-led fund manager, with a combined AuM of over £18bn. THE RESPONSIBILITIES:Ongoing review and enhancement to the Compliance Monitoring Program, controls and monitoring and working with management and desk heads on controls.Day-to-day compliance monitoring. Conduct periodic compliance reviews within...

Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required Ref: 4052G £180K - £220K + Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an...

**THE COMPANY**: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. **THE RESPONSIBILITIES**: - Performing, supporting & enhancing monitoring and surveillance activities. - Managing, supporting and...

**THE COMPANY**: Our client is an award-winning investment management firm based in London. **THE RESPONSIBILITIES**: - Completion of daily and other periodic Compliance tasks; - Proving regulatory advice to the business - including transaction-specific and general Compliance guidance; - Work with business areas and other compliance team members to...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

We are seeking a talented Associate Design Producer to join our team at YOU Exclusive, a leading experiential agency.The ideal candidate will have a passion for producing live events and experiences, and will be responsible for running the end-to-end spectrum of projects.As a key member of our team, you will be working closely with our clients to understand...

We are seeking a talented Associate Design Producer to join our team at YOU Exclusive, a leading experiential agency.The ideal candidate will have a passion for producing live events and experiences, and will be responsible for running the end-to-end spectrum of projects.As a key member of our team, you will be working closely with our clients to understand...

THE COMPANY: Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations.THE RESPONSIBILITIES:Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team.Provide clear and consistent technical advice and guidance to...

THE COMPANY: Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations. THE RESPONSIBILITIES: Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team. Provide clear and consistent technical advice and guidance to...

THE COMPANY: Our client is an expanding London-based investment management firm, specialising in distressed credit/special situations.THE RESPONSIBILITIES:Assist in managing the compliance relationships with the front office team, portfolio managers, research analysts and the finance team.Provide clear and consistent technical advice and guidance to...

**The Client** We have been retained by a boutique investment bank to identify a MLRO for their London based operation. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. **The Responsibilities** - Responsible for the effective and efficient design and execution of the firms AFC framework -...