Compliance Associate – EXCLUSIVE

THE COMPANY: Interested in this role You can find all the relevant information in the description below.Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES: Managing Code of Ethics classification and queries of all staff Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES: Managing Code of Ethics classification and queries of all staff Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES: Managing Code of Ethics classification and queries of all staff Providing management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

THE COMPANY: Our client is a specialist, investment-led fund manager, with a combined AuM of over £18bn. THE RESPONSIBILITIES:Ongoing review and enhancement to the Compliance Monitoring Program, controls and monitoring and working with management and desk heads on controls.Day-to-day compliance monitoring. Conduct periodic compliance reviews within...

Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required Ref: 4052G £180K - £220K + Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an...

**THE COMPANY**: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. **THE RESPONSIBILITIES**: - Performing, supporting & enhancing monitoring and surveillance activities. - Managing, supporting and...

**THE COMPANY**: Our client is an award-winning investment management firm based in London. **THE RESPONSIBILITIES**: - Completion of daily and other periodic Compliance tasks; - Proving regulatory advice to the business - including transaction-specific and general Compliance guidance; - Work with business areas and other compliance team members to...

**The Client** We have been retained by a boutique investment bank to identify a MLRO for their London based operation. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. **The Responsibilities** - Responsible for the effective and efficient design and execution of the firms AFC framework -...

Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required 180K - £220K + Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an international Asset Management Group,...

Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required 180K - £220K + Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an international Asset Management Group,...

Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required   Ref: 4052G   £180K - £220K + Bonus & Benefits                                                                                 Hybrid (London)   ...

Exclusive: Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required   Ref: 4052G   £180K - £220K + Bonus & Benefits                                                                                 Hybrid (London)   We have...

Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Ref: 4052G £180K - £220K + Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an international Asset Management Group, looking to hire their first Global Head of Legal & Compliance who will also be the UK SMF16 with oversight...

Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Ref: 4052G £180K - £220K + Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an international Asset Management Group, looking to hire their first Global Head of Legal & Compliance who will also be the UK SMF16 with oversight...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

About Compliance ProfessionalsWe are a leading provider of compliance services to the financial industry, specializing in regulatory advice and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with our clients, providing...

Company OverviewOur client is a leading provider of compliance services to the financial industry, specializing in regulatory expertise and risk management.Job SummaryWe are seeking a highly skilled Compliance Associate to join our team. The successful candidate will be responsible for managing compliance relationships with internal teams, providing...