Current jobs related to Compliance Manager - London Area - Compliance Professionals

  • Compliance Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our global fintech banking group is seeking a seasoned Compliance Manager to lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions. The ideal candidate will drive regulatory change projects, deliver clear progress reporting to senior management, and champion the bank's approach to Consumer Duty. Key responsibilities...

  • Compliance Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our compliance-related directives, policies, and procedures remain up-to-date.Key Responsibilities:Assist in maintaining standards of regulatory risk management.Approval of new...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our compliance-related directives, policies, and procedures remain up-to-date.Key Responsibilities:Assist in maintaining standards of regulatory risk management.Approval of new...

  • Compliance Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our client, a prestigious private wealth firm based in the West End, is seeking a Compliance Manager to join their team on a 12-month fixed-term contract. The successful candidate will be responsible for ensuring compliance-related directives, policies, and procedures remain up-to-date. This will involve assisting staff with the interpretation of rules and...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

  • Compliance Manager

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    (12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

  • Compliance Manager

    5 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    (12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

  • Compliance Manager

    2 days ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager. THE RESPONSIBILITIES: The Compliance Manager will play a crucial role in ensuring...

  • Compliance Manager

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

  • Compliance Manager

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

  • Compliance Manager

    5 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

  • Compliance Manager

    1 day ago

    London, United Kingdom Compliance Professionals Full time

    Job Description 12 month FTC **EXCLUSIVE ROLE** THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis. THE RESPONSIBILITIES: Assist with ensuring that compliance related directives, policies & procedures remain up to date Assist...

  • Compliance Manager

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

  • Compliance Manager

    5 days ago

    London,, UK, United Kingdom Compliance Professionals Full time

    12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

  • Compliance Risk Manager

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring AnalystOur client, a leading London-based investment management firm, is seeking a skilled Compliance Monitoring Analyst to join their team. As a key member of the compliance function, you will play a critical role in ensuring the firm's adherence to regulatory requirements and industry best practices.Key Responsibilities:Collaborate...

  • Compliance Analyst

    1 month ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

  • Compliance Analyst

    5 days ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

  • Risk and Compliance Professional

    3 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a Risk and Compliance Professional to support our team at AJ FOX COMPLIANCE. This role involves working closely with the Risk and Compliance Manager to ensure compliance with relevant regulations.The successful candidate will have 1 year of experience working in professional services, including at least 6 months of experience in a role that...

  • Regulatory Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...

Compliance Manager

2 months ago

London Area, United Kingdom Compliance Professionals Full time

The Role:

We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for leading regulatory horizon scanning and providing risk-based analysis to guide our strategic decisions.

Key Responsibilities:

  • Drive regulatory change projects and deliver clear progress reporting to senior management.
  • Champion our approach to Consumer Duty, providing constructive challenge and ensuring compliance.
  • Coordinate compliance activities, support the Chief Compliance Officer, and ensure clear communication of compliance objectives across the organization.
  • Provide day-to-day compliance guidance to business units, develop relevant UK policies, and maintain compliance frameworks.
  • Oversee compliance training, ensuring it is tailored to our UK operations and effectively monitored.
  • Develop and deliver insightful compliance reporting to Executive and Board committees.
  • Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to AML and Fraud investigations.

Requirements:

  • Extensive 2nd Line of Defence experience in retail and/or corporate banking compliance, with a deep understanding of relevant FCA and PRA rules.
  • Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.
  • Experience in a challenger or start-up environment is preferred, with a proven ability to deliver clear, technology-driven reporting.
  • Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.

For further information, please contact Duncan Jeffery.