Compliance Manager

12 hours ago


London Area, United Kingdom Compliance Professionals Full time

The Role:

We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for leading regulatory horizon scanning and providing risk-based analysis to guide our strategic decisions.

Key Responsibilities:

  • Drive regulatory change projects and deliver clear progress reporting to senior management.
  • Champion our approach to Consumer Duty, providing constructive challenge and ensuring compliance.
  • Coordinate compliance activities, support the Chief Compliance Officer, and ensure clear communication of compliance objectives across the organization.
  • Provide day-to-day compliance guidance to business units, develop relevant UK policies, and maintain compliance frameworks.
  • Oversee compliance training, ensuring it is tailored to our UK operations and effectively monitored.
  • Develop and deliver insightful compliance reporting to Executive and Board committees.
  • Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to AML and Fraud investigations.

Requirements:

  • Extensive 2nd Line of Defence experience in retail and/or corporate banking compliance, with a deep understanding of relevant FCA and PRA rules.
  • Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.
  • Experience in a challenger or start-up environment is preferred, with a proven ability to deliver clear, technology-driven reporting.
  • Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.

For further information, please contact Duncan Jeffery.


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