Compliance Manager

6 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time
Compliance Manager

Compliance Professionals is seeking a seasoned Compliance Manager to lead our regulatory efforts in London. As a key member of our team, you will be responsible for ensuring our business operations align with relevant FCA and PRA rules.

Key Responsibilities:
  • Develop and implement effective regulatory change management processes to minimize risk and ensure compliance.
  • Provide expert guidance on compliance matters to business units, ensuring clear communication of compliance objectives across the organization.
  • Oversee compliance training programs, ensuring they are tailored to our UK operations and effectively monitored.
  • Collaborate with the CCO to drive compliance initiatives and ensure clear progress reporting to senior management.
  • Support the business in meeting regulatory requirements, including managing the Management Responsibilities Map (MRM) and contributing to AML and Fraud investigations.
Requirements:
  • Extensive experience in 2nd Line of Defence compliance, with a deep understanding of relevant FCA and PRA rules.
  • Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.
  • Experience in a challenger or start-up environment is preferred, with a proven ability to deliver clear, technology-driven reporting.
  • Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.

We are looking for a highly skilled and experienced Compliance Manager to join our team. If you have a strong background in compliance and risk management, we encourage you to apply.


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